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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

13 hedge funds and large institutions have $8.52M invested in First Trust Ultra Short Duration Municipal ETF in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 1 reducing their positions, and 6 closing their positions.

Holders
13
Holders Change
-2
Holders Change %
-13.33%
% of All Funds
0.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
1
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.72M
2
PFS
2
Prospera Financial Services
Texas
$1.34M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$545K
4
KA
4
Kovack Advisors
Florida
$905K
5
AC
5
Avestar Capital
New York
$904K

Top Sellers

1
Citigroup
1
Citigroup
New York
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
Jane Street
4
Jane Street
New York
$0
5
ASN
5
Advisory Services Network
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$1.72M 85,474 +85,474 New
PFS
2
Prospera Financial Services
Texas
$1.34M 66,789 +66,789 New
FAAS
3
First Allied Advisory Services
California
$1.15M 57,038 +7,163 +14%
KA
4
Kovack Advisors
Florida
$905K 45,000 +20,000 +80%
AC
5
Avestar Capital
New York
$904K 45,000 +19,010 +73%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$634K 31,507 +17,882 +131%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$545K 27,115 +27,115 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$493K 24,547 +3,112 +15%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$458K 22,780 +855 +4%
BCM
10
Brasada Capital Management
Texas
$253K 12,565 -342 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$98K 4,875 +3,375 +225%
APA
12
American Portfolios Advisors
New York
$20.1K 1,000 +1,000 New
Citigroup
13
Citigroup
New York
– – -200,000 Closed
Goldman Sachs
14
Goldman Sachs
New York
– – -154,781 Closed
Citadel Advisors
15
Citadel Advisors
Florida
– – -15,567 Closed
Jane Street
16
Jane Street
New York
– – -12,482 Closed
ASN
17
Advisory Services Network
Georgia
– – -5,000 Closed
CIAS
18
Capital Investment Advisory Services
North Carolina
– – -950 Closed
Wells Fargo
19
Wells Fargo
California
$0 1 – –
CFGS
20
Concourse Financial Group Securities
Alabama
– – – –