We are live on ! Find out more
FUMB icon

First Trust Ultra Short Duration Municipal ETF

90 hedge funds and large institutions have $172M invested in First Trust Ultra Short Duration Municipal ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 46 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

2% more funds holding

Funds holding: 8890 (+2)

0.11% more ownership

Funds ownership: 67.6%67.71% (+0.11%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less capital invested

Capital invested by funds: $192M → $172M (-$20.5M)

59% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 46

Holders
90
Holders Change
+2
Holders Change %
+2.27%
% of All Funds
1.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
19
Reduced
46
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.9M -$1.5M -75,365 -6%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$21M -$1.62M -80,993 -7%
LPL Financial
3
LPL Financial
California
$18.5M -$684K -34,280 -4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.67M -$657K -32,894 -6%
NA
5
NewEdge Advisors
Louisiana
$8.91M -$51.8K -2,597 -0.6%
Osaic Holdings
6
Osaic Holdings
Arizona
$8.76M +$1.8M +90,137 +26%
APWM
7
Atlas Private Wealth Management
New York
$7.85M +$342K +17,138 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5M -$2.17M -108,529 -30%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.42M -$423K -21,190 -9%
MFG
10
Mainsail Financial Group
Washington
$4.23M +$98.5K +4,936 +2%
NP
11
Nilsine Partners
Colorado
$3.99M +$250K +12,524 +7%
IWA
12
Inspirion Wealth Advisors
Illinois
$3.63M -$73.9K -3,702 -2%
JWCA
13
J.W. Cole Advisors
Florida
$2.78M -$66.9K -3,351 -2%
UBS Group
14
UBS Group
Switzerland
$2.76M -$322K -16,133 -10%
IWC
15
Integrated Wealth Concepts
Massachusetts
$2.66M -$69.9K -3,501 -3%
KAS
16
Kestra Advisory Services
Texas
$2.48M +$459K +22,999 +23%
EIA
17
Eldridge Investment Advisors
New Hampshire
$2.35M -$113K -5,649 -5%
PAG
18
Private Advisor Group
New Jersey
$1.73M -$11K -553 -0.6%
MWM
19
Mattern Wealth Management
Kansas
$1.55M
NW
20
Naviter Wealth
Arkansas
$1.52M -$212K -10,635 -12%
ATPW
21
Ashton Thomas Private Wealth
Arizona
$1.45M -$151K -7,572 -9%
JIR
22
James Investment Research
Ohio
$1.39M
RJA
23
Raymond James & Associates
Florida
$1.19M -$17K -854 -1%
BFG
24
Bleakley Financial Group
New Jersey
$1.14M
SS
25
Simplicity Solutions
Minnesota
$1.14M

FUMB Hedge Fund Activity: Q3 2023 in Review

90 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2023, worth a combined $172M — down 11% from $192M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FUMB positions and 7 closed out — a net gain of 2 holders — while 19 added to existing stakes and 46 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.8M. The largest seller was Jane Street, cutting an estimated $11.1M.

  • 90 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2023, up from 88 in Q2 2023.
  • Funds reported $172M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2023, down 11% quarter-over-quarter.
  • 9 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2023 and 7 closed out, a net change of +2 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2023 was Osaic Holdings, an estimated $1.8M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2023 was Jane Street, an estimated $11.1M sold.

Based on aggregated 13F filings for Q3 2023.