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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

89 hedge funds and large institutions have $172M invested in First Trust Ultra Short Duration Municipal ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 46 reducing their positions, and 7 closing their positions.

Holders
89
Holders Change
+2
Holders Change %
+2.3%
% of All Funds
1.42%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
18
Reduced
46
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$8.76M
2
GA
2
GSG Advisors
New Jersey
$1.04M
3
Envestnet Portfolio Solutions
3
Envestnet Portfolio Solutions
Illinois
$756K
4
Comerica Bank
4
Comerica Bank
Texas
$582K
5
DAS
5
Dynamic Advisor Solutions
Arizona
$475K

Top Sellers

1
Jane Street
1
Jane Street
New York
$883K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5M
3
GIA
3
Gladstone Institutional Advisory
Florida
$685K
4
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$21M
5
Morgan Stanley
5
Morgan Stanley
New York
$23.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.9M 1,200,944 -75,365 -6%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$21M 1,054,568 -80,993 -7%
LPL Financial
3
LPL Financial
California
$18.5M 928,109 -34,280 -4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.67M 485,603 -32,894 -6%
NA
5
NewEdge Advisors
Louisiana
$8.91M 447,241 -2,597 -0.6%
Osaic Holdings
6
Osaic Holdings
Arizona
$8.76M 439,593 +90,137 +26%
APWM
7
Atlas Private Wealth Management
New York
$7.85M 394,114 +17,138 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5M 251,125 -108,529 -30%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.42M 221,999 -21,190 -9%
MFG
10
Mainsail Financial Group
Washington
$4.23M 212,477 +4,936 +2%
NP
11
Nilsine Partners
Colorado
$3.99M 200,148 +12,524 +7%
IWA
12
Inspirion Wealth Advisors
Illinois
$3.63M 182,265 -3,702 -2%
JWCA
13
J.W. Cole Advisors
Florida
$2.78M 139,535 -3,351 -2%
UBS Group
14
UBS Group
Switzerland
$2.76M 138,363 -16,133 -10%
IWC
15
Integrated Wealth Concepts
Massachusetts
$2.66M 133,388 -3,501 -3%
KAS
16
Kestra Advisory Services
Texas
$2.48M 124,318 +22,999 +23%
EIA
17
Eldridge Investment Advisors
New Hampshire
$2.36M 118,243 -5,649 -5%
PAG
18
Private Advisor Group
New Jersey
$1.73M 86,739 -553 -0.6%
MWM
19
Mattern Wealth Management
Kansas
$1.55M 77,816 – –
NW
20
Naviter Wealth
Arkansas
$1.52M 76,183 -10,635 -12%
ATPW
21
Ashton Thomas Private Wealth
Arizona
$1.45M 73,013 -7,572 -9%
JIR
22
James Investment Research
Ohio
$1.39M 69,974 – –
RJA
23
Raymond James & Associates
Florida
$1.19M 59,690 -854 -1%
SS
24
Simplicity Solutions
Minnesota
$1.14M 57,209 – –
BFG
25
Bleakley Financial Group
New Jersey
$1.14M 57,209 – –
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