Gladstone Institutional Advisory’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Gladstone Institutional Advisory’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-34,382	Closed	-$685K	–	678
2023 Q3	$685K	Sell	34,382 -85,853	-71%	-$1.71M	0.04%	337
2023 Q2	$2.4M	Buy	120,235 +319	+0.3%	+$6.37K	0.15%	179
2023 Q1	$2.39M	Buy	119,916 +4,356	+4%	+$87K	0.16%	176
2022 Q4	$2.31M	Buy	+115,560	New	+$2.3M	0.16%	177

Other funds holding FUMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MFG

Mainsail Financial Group Bellevue, Washington $294M AUM 23.41% 1-Year Est. Return

Gladstone Institutional Advisory's FUMB Position: Q4 2023 in Review

Gladstone Institutional Advisory sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q4 2023, closing a stake of 34,382 shares — an estimated $685K sold.

Gladstone Institutional Advisory first reported a position in FUMB in Q4 2022 and held it in 4 quarters. The position peaked at $2.4M in Q2 2023. 95 funds tracked by Wall St. Rank hold FUMB as of Q4 2023.

Gladstone Institutional Advisory reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q4 2023 after selling out during the quarter.
Gladstone Institutional Advisory sold 34,382 First Trust Ultra Short Duration Municipal ETF shares in Q4 2023, an estimated $685K.
Gladstone Institutional Advisory first reported a position in First Trust Ultra Short Duration Municipal ETF in Q4 2022 and held it in 4 quarters.
Gladstone Institutional Advisory's First Trust Ultra Short Duration Municipal ETF position peaked at $2.4M in Q2 2023.
95 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q4 2023.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2023, filed 9 Feb 2024.