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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

15 hedge funds and large institutions have $11.3M invested in First Trust Ultra Short Duration Municipal ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 1 closing their positions.

Holders
15
Holders Change
+5
Holders Change %
+50%
% of All Funds
0.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
2
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Avestar Capital
New York
$522K
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$441K
3
BCM
3
Brasada Capital Management
Texas
$259K
4
Jane Street
4
Jane Street
New York
$251K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$430K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$30K
3
Goldman Sachs
3
Goldman Sachs
New York
$3.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$313K
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
1
Citigroup
New York
$4.02M 200,000 – –
Goldman Sachs
2
Goldman Sachs
New York
$3.11M 154,781 -30,915 -17%
FAAS
3
First Allied Advisory Services
California
$1M 49,875 – –
AC
4
Avestar Capital
New York
$522K 25,990 +25,990 New
KA
5
Kovack Advisors
Florida
$503K 25,000 – –
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$441K 21,925 +21,925 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$430K 21,435 +11,013 +106%
Citadel Advisors
8
Citadel Advisors
Florida
$313K 15,567 -14,142 -48%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$274K 13,625 +7,250 +114%
BCM
10
Brasada Capital Management
Texas
$259K 12,907 +12,907 New
Jane Street
11
Jane Street
New York
$251K 12,482 +12,482 New
ASN
12
Advisory Services Network
Georgia
$100K 5,000 – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$30K 1,500 -33,175 -96%
CIAS
14
Capital Investment Advisory Services
North Carolina
$19K 950 +950 New
CS
15
Credit Suisse
Switzerland
– – -148,142 Closed
CFGS
16
Concourse Financial Group Securities
Alabama
– – – –
Wells Fargo
17
Wells Fargo
California
$0 1 +1 New