Credit Suisse’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Credit Suisse’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-148,142	Closed	-$2.97M	–	4150
2019 Q2	$2.97M	Sell	148,142 -39,974	-21%	-$802K	﹤0.01%	2158
2019 Q1	$3.77M	Sell	188,116 -11,884	-6%	-$238K	﹤0.01%	1934
2018 Q4	$4.02M	Buy	+200,000	New	+$4.01M	﹤0.01%	1741

Other funds holding FUMB

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Avestar Capital New York $1.56B AUM 31.38% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BCM

Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return

Credit Suisse's FUMB Position: Q3 2019 in Review

Credit Suisse sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q3 2019, closing a stake of 148,142 shares — an estimated $2.97M sold.

Credit Suisse first reported a position in FUMB in Q4 2018 and held it in 3 quarters. The position peaked at $4.02M in Q4 2018. 15 funds tracked by Wall St. Rank hold FUMB as of Q3 2019.

Credit Suisse reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q3 2019 after selling out during the quarter.
Credit Suisse sold 148,142 First Trust Ultra Short Duration Municipal ETF shares in Q3 2019, an estimated $2.97M.
Credit Suisse first reported a position in First Trust Ultra Short Duration Municipal ETF in Q4 2018 and held it in 3 quarters.
Credit Suisse's First Trust Ultra Short Duration Municipal ETF position peaked at $4.02M in Q4 2018.
15 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q3 2019.

Based on Credit Suisse's 13F filing for Q3 2019, filed 12 Nov 2019.