First Allied Advisory Services’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

First Allied Advisory Services’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$244K	Sell	12,136 -46,928	-79%	-$946K	0.01%	981
2020 Q2	$1.19M	Sell	59,064 -932	-2%	-$18.8K	0.04%	401
2020 Q1	$1.21M	Buy	59,996 +2,958	+5%	+$59.4K	0.05%	354
2019 Q4	$1.15M	Buy	57,038 +7,163	+14%	+$144K	0.04%	433
2019 Q3	$1M	Hold	49,875	–	–	0.04%	465
2019 Q2	$1M	Hold	49,875	–	–	0.03%	462
2019 Q1	$1M	Buy	+49,875	New	+$1M	0.03%	456

Other funds holding FUMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Avestar Capital New York $1.56B AUM 31.38% 1-Year Est. Return

APWM

Atlas Private Wealth Management Albany, New York $238M AUM 17.48% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Allied Advisory Services's FUMB Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Ultra Short Duration Municipal ETF (FUMB) stake by 79% in Q3 2020, selling an estimated $946K and leaving 12,136 shares worth $244K. The position accounts for 0.01% of the portfolio, ranked #981.

First Allied Advisory Services first reported a position in FUMB in Q1 2019 and has held it in 7 quarters since. The position peaked at $1.21M in Q1 2020. 36 funds tracked by Wall St. Rank hold FUMB as of Q3 2020.

First Allied Advisory Services held 12,136 shares of First Trust Ultra Short Duration Municipal ETF worth $244K as of Q3 2020.
First Allied Advisory Services sold 46,928 First Trust Ultra Short Duration Municipal ETF shares in Q3 2020, an estimated $946K.
First Trust Ultra Short Duration Municipal ETF made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #981 holding.
First Allied Advisory Services first reported a position in First Trust Ultra Short Duration Municipal ETF in Q1 2019 and has held it in 7 quarters since.
First Allied Advisory Services's First Trust Ultra Short Duration Municipal ETF position peaked at $1.21M in Q1 2020.
36 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.