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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

22 hedge funds and large institutions have $32.8M invested in First Trust Ultra Short Duration Municipal ETF in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+9
Holders Change %
+69.23%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
4
Reduced
2
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.13M
2
LPL Financial
2
LPL Financial
California
$4.92M
3
SWP
3
Stratos Wealth Partners
Ohio
$3.16M
4
AC
4
Avestar Capital
New York
$3.7M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$1.32M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$1.02M
2
PFS
2
Prospera Financial Services
Texas
$700K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$0
5
BCM
5
Brasada Capital Management
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.13M 454,172 +454,172 New
LPL Financial
2
LPL Financial
California
$4.92M 244,727 +244,727 New
AC
3
Avestar Capital
New York
$3.7M 184,000 +139,000 +309%
SWP
4
Stratos Wealth Partners
Ohio
$3.16M 157,350 +157,350 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.52M 75,612 +51,065 +208%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.32M 65,466 +65,466 New
FAAS
7
First Allied Advisory Services
California
$1.21M 59,996 +2,958 +5%
OIA
8
OneDigital Investment Advisors
Kansas
$1.05M 52,060 +52,060 New
RJA
9
Raymond James & Associates
Florida
$1.02M 50,470 -35,004 -41%
KA
10
Kovack Advisors
Florida
$905K 45,000 – –
RJFSA
11
Raymond James Financial Services Advisors
Florida
$796K 39,599 +39,599 New
APWM
12
Atlas Private Wealth Management
New York
$754K 37,500 +37,500 New
NA
13
NewEdge Advisors
Louisiana
$728K 36,185 +36,185 New
PFS
14
Prospera Financial Services
Texas
$700K 34,814 -31,975 -48%
NFG
15
Next Financial Group
Texas
$633K 31,500 +31,500 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$411K 20,439 +15,564 +319%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$309K 15,360 +15,360 New
WS
18
Wedbush Securities
California
$280K 13,900 +13,900 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$147K 7,311 +7,311 New
SF
20
Synovus Financial
Georgia
$114K 5,674 +5,674 New
APA
21
American Portfolios Advisors
New York
$20.1K 1,000 – –
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– – -27,115 Closed
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
– – -22,780 Closed
BCM
24
Brasada Capital Management
Texas
– – -12,565 Closed
Wells Fargo
25
Wells Fargo
California
$0 1 – –
1
2