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Financial Advocates Investment Management’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Financial Advocates Investment Management’s Portfolio FUMB Stock Details FUMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-29,087
Closed -$579K – 752
2023
Q3 		$579K Buy
29,087
+551
+2% +$11K 0.04% 380
2023
Q2 		$570K Buy
28,536
+5,718
+25% +$114K 0.04% 372
2023
Q1 		$456K Sell
22,818
-7,368
-24% -$147K 0.03% 446
2022
Q4 		$602K Sell
30,186
-984
-3% -$19.6K 0.04% 407
2022
Q3 		$618K Buy
31,170
+7,248
+30% +$145K 0.05% 360
2022
Q2 		$478K Buy
23,922
+1,292
+6% +$25.8K 0.04% 405
2022
Q1 		$452K Sell
22,630
-672
-3% -$13.5K 0.03% 469
2021
Q4 		$470K Sell
23,302
-5,648
-20% -$114K 0.03% 501
2021
Q3 		$584K Buy
28,950
+6,189
+27% +$125K 0.04% 449
2021
Q2 		$459K Sell
22,761
-10,557
-32% -$213K 0.03% 493
2021
Q1 		$673K Buy
33,318
+1,409
+4% +$28.4K 0.05% 411
2020
Q4 		$644K Buy
31,909
+14,069
+79% +$284K 0.04% 390
2020
Q3 		$359K Buy
17,840
+3,990
+29% +$80.5K 0.03% 440
2020
Q2 		$278K Buy
+13,850
New +$279K 0.03% 479

Other funds holding FUMB

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
MFG
Mainsail Financial Group Bellevue, Washington $294M AUM 23.41% 1-Year Est. Return

Financial Advocates Investment Management's FUMB Position: Q4 2023 in Review

Financial Advocates Investment Management sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q4 2023, closing a stake of 29,087 shares — an estimated $579K sold.

Financial Advocates Investment Management first reported a position in FUMB in Q2 2020 and held it in 14 quarters. The position peaked at $673K in Q1 2021. 95 funds tracked by Wall St. Rank hold FUMB as of Q4 2023.

  • Financial Advocates Investment Management reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q4 2023 after selling out during the quarter.
  • Financial Advocates Investment Management sold 29,087 First Trust Ultra Short Duration Municipal ETF shares in Q4 2023, an estimated $579K.
  • Financial Advocates Investment Management first reported a position in First Trust Ultra Short Duration Municipal ETF in Q2 2020 and held it in 14 quarters.
  • Financial Advocates Investment Management's First Trust Ultra Short Duration Municipal ETF position peaked at $673K in Q1 2021.
  • 95 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q4 2023.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.