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First Trust Ultra Short Duration Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$15.2M -$354K -17,639 -2%
Morgan Stanley
2
Morgan Stanley
New York
$14.4M -$3.55M -176,938 -20%
Wells Fargo
3
Wells Fargo
California
$13.8M +$1.5M +74,572 +12%
NA
4
NewEdge Advisors
Louisiana
$13.3M -$227K -11,297 -2%
XF
5
XML Financial
Maryland
$9.55M -$620K -30,884 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.97M -$778K -38,759 -10%
Raymond James Financial
7
Raymond James Financial
Florida
$5.26M -$420K -20,930 -7%
JP Morgan Chase
8
JP Morgan Chase
New York
$4.79M +$795K +39,606 +20%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.56M -$813K -40,483 -15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.48M +$146K +7,271 +3%
UBS Group
11
UBS Group
Switzerland
$4.18M +$375K +18,698 +10%
JWCA
12
J.W. Cole Advisors
Florida
$2.91M +$26.9K +1,339 +0.9%
KPWS
13
Kestra Private Wealth Services
Texas
$2.76M +$733K +36,498 +36%
IIL
14
Insight Inv LLC
California
$2.62M -$402K -20,000 -13%
JIR
15
James Investment Research
Ohio
$2.61M -$167K -8,327 -6%
GWP
16
Gateway Wealth Partners
Wisconsin
$2.52M +$60.1K +2,994 +2%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$2.5M +$698K +34,765 +39%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$2.34M -$201K -10,000 -8%
Truist Financial
19
Truist Financial
North Carolina
$2.33M -$50.2K -2,500 -2%
MFG
20
Mainsail Financial Group
Washington
$2.15M -$3.61M -179,890 -63%
KAS
21
Kestra Advisory Services
Texas
$2.15M -$951K -47,355 -31%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.9M +$92.6K +4,610 +5%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.89M -$222K -11,076 -11%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$1.81M -$47.8K -2,383 -3%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.77M +$215K +10,688 +14%