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First Trust Ultra Short Duration Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M +$2.13M +106,035 +15%
LPL Financial
2
LPL Financial
California
$14.8M -$364K -18,108 -2%
NA
3
NewEdge Advisors
Louisiana
$13.1M -$86.7K -4,315 -0.7%
Wells Fargo
4
Wells Fargo
California
$11.8M +$333K +16,604 +3%
XF
5
XML Financial
Maryland
$9.68M +$9.67M +481,549 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.09M +$430K +21,394 +6%
MFG
7
Mainsail Financial Group
Washington
$5.73M +$61.9K +3,080 +1%
Raymond James Financial
8
Raymond James Financial
Florida
$5.56M +$644K +32,054 +13%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.43M -$1.08K -54 -0%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.47M +$29.7K +1,480 +0.7%
UBS Group
11
UBS Group
Switzerland
$3.85M +$7.69K +383 +0.2%
KAS
12
Kestra Advisory Services
Texas
$3.07M +$123K +6,106 +4%
JWCA
13
J.W. Cole Advisors
Florida
$3M +$129K +6,429 +4%
JP Morgan Chase
14
JP Morgan Chase
New York
$2.79M -$532K -26,504 -16%
JIR
15
James Investment Research
Ohio
$2.78M -$11K -549 -0.4%
IIL
16
Insight Inv LLC
California
$2.61M +$352K +17,550 +16%
Truist Financial
17
Truist Financial
North Carolina
$2.4M +$2.08M +103,315 +636%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$2.17M -$136K -6,773 -6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.52M +$862K +42,940 +131%
IWA
20
Inspirion Wealth Advisors
Illinois
$1.49M -$259K -12,900 -15%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.45M +$165K +8,217 +13%
KPWS
22
Kestra Private Wealth Services
Texas
$1.38M +$1M +49,827 +267%
Stifel Financial
23
Stifel Financial
Missouri
$1.36M -$465K -23,162 -26%
SPC
24
Sigma Planning Corp
Michigan
$1.33M -$105K -5,236 -7%
SNWA
25
Siligmueller & Norvid Wealth Advisors
Illinois
$1.32M -$214K -10,652 -14%