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First Trust Ultra Short Duration Municipal ETF
FUMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.4M -$10.2M -508,763 -26%
LPL Financial
2
LPL Financial
California
$25.5M +$624K +31,283 +3%
HighTower Advisors
3
HighTower Advisors
Illinois
$21.2M -$723K -36,230 -3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.7M +$284K +14,217 +2%
NA
5
NewEdge Advisors
Louisiana
$8.95M -$118K -5,926 -1%
APWM
6
Atlas Private Wealth Management
New York
$7.17M +$1.3M +65,094 +22%
SWP
7
Stratos Wealth Partners
Ohio
$6.56M -$759K -38,019 -10%
Osaic Holdings
8
Osaic Holdings
Arizona
$6.55M +$591K +29,613 +10%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$5.68M -$511K -25,600 -8%
RJA
10
Raymond James & Associates
Florida
$5.57M +$777K +38,934 +16%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.28M -$3.27M -163,646 -38%
Jane Street
12
Jane Street
New York
$4.6M +$4.02M +201,174 +686%
MFG
13
Mainsail Financial Group
Washington
$4.57M +$962K +48,188 +27%
FTUS
14
Flow Traders U.S.
New York
$4.03M +$4.03M +201,935 New
UBS Group
15
UBS Group
Switzerland
$4.02M +$45.2K +2,264 +1%
NP
16
Nilsine Partners
Colorado
$3.89M +$3.88M +194,609 New
IWA
17
Inspirion Wealth Advisors
Illinois
$3.88M -$777K -38,911 -17%
EIA
18
Eldridge Investment Advisors
New Hampshire
$3.62M -$597K -29,898 -14%
JWCA
19
J.W. Cole Advisors
Florida
$3.11M -$31K -1,552 -1%
IWC
20
Integrated Wealth Concepts
Massachusetts
$2.69M -$78.6K -3,938 -3%
GIA
21
Gladstone Institutional Advisory
Florida
$2.39M +$87K +4,356 +4%
BFG
22
Barber Financial Group
Kansas
$2.07M +$473K +23,715 +30%
ATPW
23
Ashton Thomas Private Wealth
Arizona
$2.06M +$160 +8 +0%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.92M -$550K -27,569 -22%
PAG
25
Private Advisor Group
New Jersey
$1.92M -$1.04M -51,852 -35%
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