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First Trust Ultra Short Duration Municipal ETF
FUMB

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 15.6 M +USD 2.35 M +117,030 +18%
Wells Fargo
2
Wells Fargo
California
USD 13.4 M +USD 407 k +20,275 +3%
LPL Financial
3
LPL Financial
California
USD 13.1 M -USD 4.56 M -227,067 -26%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 13 M +USD 7.12 M +354,856 +122%
GA
5
GSG Advisors
New Jersey
USD 10.4 M +USD 10.1 M +501,234 +3,041%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 6.98 M +USD 40.5 k +2,016 +0.6%
Osaic Holdings
7
Osaic Holdings
Arizona
USD 6.9 M +USD 3.26 M +162,246 +89%
Raymond James Financial
8
Raymond James Financial
Florida
USD 6.78 M +USD 1.22 M +61,009 +22%
NewEdge Advisors
9
NewEdge Advisors
Louisiana
USD 5.15 M -USD 339 k -16,896 -6%
VPW
10
Vaquero Private Wealth
Texas
USD 4.77 M +USD 4.77 M +237,797 Nuevas
UBS Group
11
UBS Group
Switzerland
USD 4.6 M +USD 342 k +17,053 +8%
JP Morgan Chase
12
JP Morgan Chase
New York
USD 3.43 M -USD 2.09 M -104,261 -38%
JWCA
13
J.W. Cole Advisors
Florida
USD 3.18 M +USD 100 k +4,997 +3%
Kestra Private Wealth Services
14
Kestra Private Wealth Services
Texas
USD 3.16 M +USD 181 k +9,028 +6%
Kestra Advisory Services
15
Kestra Advisory Services
Texas
USD 2.83 M +USD 334 k +16,651 +13%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
USD 2.51 M -USD 103 k -5,111 -4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
USD 2.49 M – – –
Gateway Wealth Partners
18
Gateway Wealth Partners
Wisconsin
USD 2.19 M -USD 3.03 M -151,033 -58%
IIL
19
Insight Inv LLC
California
USD 2.18 M -USD 9.03 k -450 -0.4%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
USD 2 M +USD 151 k +7,536 +8%
Truist Financial
21
Truist Financial
North Carolina
USD 1.9 M -USD 310 k -15,426 -14%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
USD 1.87 M +USD 25.9 k +1,290 +1%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
USD 1.79 M -USD 52.7 k -2,627 -3%
CFG
24
Capital Financial Group
Colorado
USD 1.65 M +USD 29.9 k +1,490 +2%
WWWM
25
White Wing Wealth Management
Texas
USD 1.6 M +USD 1.6 M +79,877 Nuevas
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