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First Trust Ultra Short Duration Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
51
AE Wealth Management
Kansas
$398K +$83.7K +4,170 +27%
IAIM
52
International Assets Investment Management
Florida
$391K -$60.2K -3,000 -13%
HRT Financial
53
HRT Financial
New York
$383K +$384K +19,121 New
Jane Street
54
Jane Street
New York
$382K -$784K -39,062 -67%
Stifel Financial
55
Stifel Financial
Missouri
$378K -$261 -13 -0.1%
RFG Advisory
56
RFG Advisory
Alabama
$376K +$133K +6,635 +55%
Advisory Services Network
57
Advisory Services Network
Georgia
$340K – – –
Capital Analysts LLC
58
Capital Analysts LLC
Pennsylvania
$315K -$66.6K -3,321 -17%
Tower Research Capital (TRC)
59
Tower Research Capital (TRC)
New York
$296K +$296K +14,751 New
World Investment Advisors
60
World Investment Advisors
California
$287K – – –
Equitable Holdings
61
Equitable Holdings
New York
$282K – – –
Advyzon Investment Management
62
Advyzon Investment Management
Illinois
$270K -$25.5K -1,270 -9%
XML Financial
63
XML Financial
Maryland
$233K -$10.3M -514,406 -98%
MML Investors Services
64
MML Investors Services
Massachusetts
$222K +$16.2K +809 +8%
Parallel Advisors
65
Parallel Advisors
California
$211K -$5.12K -255 -2%
Compass Financial Management
66
Compass Financial Management
Florida
$183K +$183K +9,111 New
CoreCap Advisors
67
CoreCap Advisors
Michigan
$158K +$37.1K +1,849 +31%
Farther Finance Advisors
68
Farther Finance Advisors
California
$152K -$50.2K -2,500 -25%
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$139K -$51.1K -2,549 -27%
Steward Partners Investment Advisory
70
Steward Partners Investment Advisory
New York
$136K +$14.8K +739 +12%
TD Capital Management
71
TD Capital Management
Tennessee
$123K – – –
Tidemark
72
Tidemark
California
$80.2K – – –
IFP Advisors
73
IFP Advisors
Florida
$56.6K – – –
IFG Advisory
74
IFG Advisory
Georgia
$53.9K +$54K +2,689 New
CX Institutional
75
CX Institutional
Indiana
$47K +$321 +16 +0.7%