TJHA
SPE

Thomas J. Herzfeld Advisors’s Special Opportunities Fund SPE Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-87,840
Closed -$931K – 331
2022
Q3 		$931K Sell
87,840
-111,204
-56% -$1.35M 0.4% 50
2022
Q2 		$2.35M Buy
199,044
+144,788
+267% +$1.87M 0.97% 32
2022
Q1 		$778K Sell
54,256
-174,277
-76% -$2.46M 0.29% 71
2021
Q4 		$3.37M Buy
228,533
+7,291
+3% +$109K 1.22% 24
2021
Q3 		$3.25M Sell
221,242
-5,858
-3% -$86.9K 1.43% 17
2021
Q2 		$3.29M Buy
+227,100
New +$3.28M 1.37% 20
2019
Q2 		– Sell
-220
Closed -$3K – 298
2019
Q1 		$3K Sell
220
-44,652
-100% -$554K ﹤0.01% 289
2018
Q4 		$508K Sell
44,872
-11,515
-20% -$150K 0.2% 95
2018
Q3 		$812K Sell
56,387
-1,398
-2% -$20.1K 0.29% 73
2018
Q2 		$829K Sell
57,785
-363
-0.6% -$5.22K 0.3% 71
2018
Q1 		$819K Sell
58,148
-230
-0.4% -$3.32K 0.32% 63
2017
Q4 		$830K Sell
58,378
-5,690
-9% -$85.5K 0.31% 61
2017
Q3 		$971K Sell
64,068
-1,790
-3% -$26.3K 0.43% 53
2017
Q2 		$956K Sell
65,858
-8,527
-11% -$122K 0.42% 50
2017
Q1 		$1.04M Hold
74,385
– – 0.46% 52
2016
Q4 		$970K Sell
74,385
-19,060
-20% -$257K 0.45% 54
2016
Q3 		$1.33M Sell
93,445
-293
-0.3% -$4.05K 0.71% 41
2016
Q2 		$1.23M Sell
93,738
-3,119
-3% -$40.1K 0.65% 43
2016
Q1 		$1.21M Buy
96,857
+790
+0.8% +$9.45K 0.63% 50
2015
Q4 		$1.21M Buy
+96,067
New +$1.3M 0.49% 51
2014
Q3 		– Sell
-11,920
Closed -$190K – 286
2014
Q2 		$190K Hold
11,920
– – 0.11% 134
2014
Q1 		$185K Hold
11,920
– – 0.11% 143
2013
Q4 		$199K Sell
11,920
-3,768
-24% -$66.1K 0.11% 133
2013
Q3 		$264K Hold
15,688
– – 0.17% 108
2013
Q2 		$254K Buy
+15,688
New +$258K 0.16% 113

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
EP
EPIQ Partners Minneapolis, Minnesota $236M AUM 15.39% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SPE Position: Q4 2022 in Review

Thomas J. Herzfeld Advisors sold out of Special Opportunities Fund (SPE) in Q4 2022, closing a stake of 87,840 shares — an estimated $931K sold.

Thomas J. Herzfeld Advisors first reported a position in SPE in Q2 2013 and held it in 25 quarters. The position peaked at $3.37M in Q4 2021. 34 funds tracked by Wall St. Rank hold SPE as of Q4 2022.

  • Thomas J. Herzfeld Advisors reported no remaining Special Opportunities Fund position as of Q4 2022 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 87,840 Special Opportunities Fund shares in Q4 2022, an estimated $931K.
  • Thomas J. Herzfeld Advisors first reported a position in Special Opportunities Fund in Q2 2013 and held it in 25 quarters.
  • Thomas J. Herzfeld Advisors's Special Opportunities Fund position peaked at $3.37M in Q4 2021.
  • 34 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2022.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.