Rivernorth Capital Management’s Special Opportunities Fund SPE Stock Holding History

Rivernorth Capital Management’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.13M	Sell	82,069 -21,419	-21%	-$313K	0.06%	264
2025 Q4	$1.52M	Sell	103,488 -4,463	-4%	-$65.2K	0.07%	252
2025 Q3	$1.6M	Sell	107,951 -380	-0.4%	-$5.64K	0.09%	202
2025 Q2	$1.6M	Hold	108,331	–	–	0.09%	202
2025 Q1	$1.55M	Sell	108,331 -103,422	-49%	-$1.5M	0.08%	175
2024 Q4	$2.96M	Sell	211,753 -113,135	-35%	-$1.59M	0.14%	137
2024 Q3	$4.32M	Sell	324,888 -14,492	-4%	-$188K	0.21%	101
2024 Q2	$4.24M	Sell	339,380 -58,984	-15%	-$718K	0.2%	99
2024 Q1	$4.81M	Sell	398,364 -50,135	-11%	-$584K	0.23%	86
2023 Q4	$5.08M	Buy	448,499 +46,527	+12%	+$494K	0.24%	80
2023 Q3	$4.2M	Buy	401,972 +6,096	+2%	+$66K	0.22%	100
2023 Q2	$4.24M	Buy	395,876 +29,965	+8%	+$314K	0.21%	93
2023 Q1	$3.82M	Sell	365,911 -148,273	-29%	-$1.62M	0.19%	105
2022 Q4	$5.6M	Sell	514,184 -40,329	-7%	-$450K	0.25%	83
2022 Q3	$5.88M	Sell	554,513 -70,145	-11%	-$851K	0.26%	86
2022 Q2	$7.38M	Sell	624,658 -184,711	-23%	-$2.39M	0.3%	72
2022 Q1	$11.6M	Sell	809,369 -124,638	-13%	-$1.76M	0.44%	61
2021 Q4	$13.8M	Sell	934,007 -62,594	-6%	-$938K	0.56%	53
2021 Q3	$14.6M	Buy	+996,601	New	+$14.8M	0.78%	37
2021 Q2	–	Sell	-255,832	Closed	-$3.58M	–	511
2021 Q1	$3.58M	Buy	255,832 +173,497	+211%	+$2.42M	0.21%	88
2020 Q4	$1.11M	Sell	82,335 -90,551	-52%	-$1.1M	0.07%	178
2020 Q3	$2.05M	Sell	172,886 -111,992	-39%	-$1.31M	0.13%	137
2020 Q2	$3.07M	Sell	284,878 -35,006	-11%	-$348K	0.17%	108
2020 Q1	$2.9M	Buy	319,884 +5,755	+2%	+$73.2K	0.19%	117
2019 Q4	$4.42M	Sell	314,129 -6,958	-2%	-$95.1K	0.27%	79
2019 Q3	$4.37K	Sell	321,087 -2,510	-0.8%	-$33.4K	0.02%	101
2019 Q2	$4.25K	Buy	323,597 +36,533	+13%	+$471K	0.19%	87
2019 Q1	$3.68M	Buy	287,064 +93,766	+49%	+$1.16M	0.24%	90
2018 Q4	$2.13M	Buy	193,298 +116,964	+153%	+$1.53M	0.13%	148
2018 Q3	$1.1M	Buy	76,334 +3,245	+4%	+$46.7K	0.09%	125
2018 Q2	$1.05M	Sell	73,089 -53,910	-42%	-$775K	0.08%	136
2018 Q1	$1.79M	Buy	126,999 +25,167	+25%	+$363K	0.13%	113
2017 Q4	$1.45M	Buy	101,832 +3,486	+4%	+$52.4K	0.1%	120
2017 Q3	$1.48M	Sell	98,346 -94,380	-49%	-$1.39M	0.12%	97
2017 Q2	$2.8M	Sell	192,726 -37,441	-16%	-$534K	0.21%	93
2017 Q1	$3.21M	Sell	230,167 -7,084	-3%	-$96.8K	0.22%	98
2016 Q4	$3.09M	Buy	237,251 +2,603	+1%	+$35.1K	0.2%	110
2016 Q3	$3.34M	Buy	234,648 +54,251	+30%	+$750K	0.24%	101
2016 Q2	$2.37M	Buy	180,397 +13,294	+8%	+$171K	0.15%	122
2016 Q1	$2.09M	Buy	167,103 +22,869	+16%	+$274K	0.13%	145
2015 Q4	$1.82M	Buy	144,234 +1,819	+1%	+$24.7K	0.1%	152
2015 Q3	$1.91M	Buy	142,415 +8,719	+7%	+$123K	0.12%	158
2015 Q2	$1.95M	Buy	133,696 +9,002	+7%	+$133K	0.12%	145
2015 Q1	$1.84M	Hold	124,694	–	–	0.12%	135
2014 Q4	$1.83M	Hold	124,694	–	–	0.12%	151
2014 Q3	$1.99M	Hold	124,694	–	–	0.16%	124
2014 Q2	$1.99M	Hold	124,694	–	–	0.16%	127
2014 Q1	$1.94M	Buy	+124,694	New	+$1.95M	0.16%	134
2013 Q4	–	Sell	-111,157	Closed	-$1.87M	–	240
2013 Q3	$1.87M	Sell	111,157 -57,606	-34%	-$958K	0.2%	97
2013 Q2	$2.73M	Buy	+168,763	New	+$2.77M	0.3%	86

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SFS

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BBPWM

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Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

AAM

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WAM

Wolverine Asset Management Chicago, Illinois $6.41B AUM 4.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return