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SPE

Special Opportunities Fund

29 hedge funds and large institutions have $47.7M invested in Special Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

7% more capital invested

Capital invested by funds: $44.5M → $47.7M (+$3.21M)

0% more funds holding

Funds holding: 2929 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

1.11% less ownership

Funds ownership: 48.63%47.52% (-1.1%)

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
11
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$22.8M +$59.8K +5,094 +0.3%
SIA
2
Sit Investment Associates
Minnesota
$5.65M +$21.5K +1,828 +0.4%
EP
3
EPIQ Partners
Minnesota
$3.64M -$118K -10,023 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.39M +$458K +39,033 +16%
CL
5
CSS LLC
Illinois
$2.71M +$8.82K +751 +0.3%
RCM
6
Rivernorth Capital Management
Florida
$2.05M -$1.31M -111,992 -39%
SFS
7
Shaker Financial Services
Virginia
$1.73M -$187K -15,897 -10%
AA
8
Ancora Advisors
Ohio
$1.59M -$12.3K -1,047 -0.8%
SC
9
Scotia Capital
Ontario, Canada
$760K +$5.13K +437 +0.7%
Osaic Holdings
10
Osaic Holdings
Arizona
$661K +$72.6K +6,187 +12%
PAG
11
Private Advisor Group
New Jersey
$612K
Morgan Stanley
12
Morgan Stanley
New York
$466K -$1.06K -90 -0.2%
Wells Fargo
13
Wells Fargo
California
$408K +$29.8K +2,539 +8%
DAS
14
Dynamic Advisor Solutions
Arizona
$253K -$40.1K -3,413 -14%
NL
15
NWAM LLC
Washington
$216K
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$214K +$19.7K +1,675 +10%
WAM
17
Wolverine Asset Management
Illinois
$148K -$87.6K -7,459 -37%
First Manhattan
18
First Manhattan
New York
$139K +$15.4K +1,309 +13%
UBS Group
19
UBS Group
Switzerland
$101K +$11.9K +1,012 +14%
ASN
20
Advisory Services Network
Georgia
$65K +$64.5K +5,497 New
GWM
21
Geneos Wealth Management
Colorado
$33K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$27K
JFA
23
JNBA Financial Advisors
Minnesota
$12K +$258 +22 +2%
Bank of America
24
Bank of America
North Carolina
$7K
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$6K

SPE Hedge Fund Activity: Q3 2020 in Review

29 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2020, worth a combined $47.7M — up 7.2% from $44.5M a quarter earlier.

Fund positioning in SPE was balanced in Q3 2020: 2 funds opened new positions, 2 closed out, 11 added to existing stakes and 7 trimmed.

The largest buyer was Blue Bell Private Wealth Management, adding an estimated $458K. The largest seller was Rivernorth Capital Management, cutting an estimated $1.31M.

  • 29 institutional investors held Special Opportunities Fund (SPE) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $47.7M of Special Opportunities Fund stock for Q3 2020, up 7.2% quarter-over-quarter.
  • 2 funds opened new Special Opportunities Fund positions in Q3 2020 and 2 closed out, a net change of 0 holders.
  • The largest Special Opportunities Fund buyer in Q3 2020 was Blue Bell Private Wealth Management, an estimated $458K added.
  • The largest Special Opportunities Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2020.