SPE

Special Opportunities Fund
SPE

Overview Fund Activity

29 hedge funds and large institutions have $47.7M invested in Special Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
11
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BBPWM
1
Blue Bell Private Wealth Management
Pennsylvania
$3.39M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$661K
3
ASN
3
Advisory Services Network
Georgia
$65K
4
RVPG
4
Relative Value Partners Group
$22.8M
5
Wells Fargo
5
Wells Fargo
California
$408K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$2.05M
2
SFS
2
Shaker Financial Services
Virginia
$1.73M
3
EP
3
EPIQ Partners
Minnesota
$3.64M
4
LC
4
Lindbrook Capital
California
$0
5
WAM
5
Wolverine Asset Management
Illinois
$148K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$22.8M 1,837,969 +4,866 +0.3%
SIA
2
Sit Investment Associates
Minnesota
$5.65M 455,533 +1,746 +0.4%
EP
3
EPIQ Partners
Minnesota
$3.64M 302,125 -9,574 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.39M 273,223 +37,288 +16%
CL
5
CSS LLC
Illinois
$2.71M 218,417 +717 +0.3%
RCM
6
Rivernorth Capital Management
Florida
$2.05M 165,157 -106,985 -39%
SFS
7
Shaker Financial Services
Virginia
$1.73M 139,209 -15,186 -10%
AA
8
Ancora Advisors
Ohio
$1.59M 127,843 -1,000 -0.8%
SC
9
Scotia Capital
Ontario, Canada
$760K 61,250 +417 +0.7%
Osaic Holdings
10
Osaic Holdings
Arizona
$661K 53,295 +5,911 +12%
PAG
11
Private Advisor Group
New Jersey
$612K 54,328 – –
Morgan Stanley
12
Morgan Stanley
New York
$466K 37,538 -86 -0.2%
Wells Fargo
13
Wells Fargo
California
$408K 32,865 +2,426 +8%
DAS
14
Dynamic Advisor Solutions
Arizona
$253K 20,386 -3,260 -14%
NL
15
NWAM LLC
Washington
$216K 17,369 – –
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$214K 17,700 +1,600 +10%
WAM
17
Wolverine Asset Management
Illinois
$148K 11,969 -7,125 -37%
First Manhattan
18
First Manhattan
New York
$139K 11,250 +1,250 +13%
UBS Group
19
UBS Group
Switzerland
$101K 8,112 +966 +14%
ASN
20
Advisory Services Network
Georgia
$65K 5,251 +5,251 New
GWM
21
Geneos Wealth Management
Colorado
$33K 2,715 – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$27K 2,149 – –
JFA
23
JNBA Financial Advisors
Minnesota
$12K 963 +21 +2%
Bank of America
24
Bank of America
North Carolina
$7K 533 – –
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$6K 375 – –
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