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SPE

Special Opportunities Fund

35 hedge funds and large institutions have $59M invested in Special Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

10% more capital invested

Capital invested by funds: $53.8M → $59M (+$5.14M)

2.45% more ownership

Funds ownership: 47.1%49.55% (+2.4%)

3% less funds holding

Funds holding: 3635 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.61%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
6
Increased
14
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$26.1M -$1.11M -79,666 -4%
SFS
2
Shaker Financial Services
Virginia
$5.13M +$1.76M +126,546 +53%
EP
3
EPIQ Partners
Minnesota
$4.95M +$421K +30,232 +9%
SIA
4
Sit Investment Associates
Minnesota
$3.91M -$2.75M -197,435 -41%
RCM
5
Rivernorth Capital Management
Florida
$3.58M +$2.42M +173,497 +211%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$3.34M -$440K -31,608 -12%
CL
7
CSS LLC
Illinois
$2.9M +$332K +23,852 +13%
AA
8
Ancora Advisors
Ohio
$1.86M
LCM
9
Landscape Capital Management
New Jersey
$1.25M +$932K +66,944 +302%
SCM
10
Saba Capital Management
New York
$1.05M +$1.05M +75,319 New
SC
11
Scotia Capital
Ontario, Canada
$961K -$5.99K -430 -0.6%
Osaic Holdings
12
Osaic Holdings
Arizona
$885K +$67.3K +4,835 +8%
Morgan Stanley
13
Morgan Stanley
New York
$498K +$39K +2,799 +9%
Wells Fargo
14
Wells Fargo
California
$387K -$78.3K -5,625 -17%
WAM
15
Wolverine Asset Management
Illinois
$386K +$330K +23,730 +619%
DAS
16
Dynamic Advisor Solutions
Arizona
$276K
SFS
17
Sowell Financial Services
Arkansas
$262K +$253K +18,182 New
First Manhattan
18
First Manhattan
New York
$238K +$146K +10,468 +160%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$202K +$201K +14,446 New
CA
20
Calton & Associates
Florida
$198K +$197K +14,149 New
WDG
21
Wealth Dimensions Group
Ohio
$157K
UBS Group
22
UBS Group
Switzerland
$107K +$7.59K +545 +8%
CA
23
Crewe Advisors
Utah
$102K
FIA
24
FNY Investment Advisers
New York
$99K +$19.8K +1,422 +25%
GWM
25
Geneos Wealth Management
Colorado
$40K

SPE Hedge Fund Activity: Q1 2021 in Review

35 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q1 2021, worth a combined $59M — up 9.5% from $53.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SPE and 6 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 14 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.42M. The largest seller was Sit Investment Associates, cutting an estimated $2.75M.

  • 35 institutional investors held Special Opportunities Fund (SPE) as of Q1 2021, down from 36 in Q4 2020.
  • Funds reported $59M of Special Opportunities Fund stock for Q1 2021, up 9.5% quarter-over-quarter.
  • 6 funds opened new Special Opportunities Fund positions in Q1 2021 and 7 closed out, a net change of -1 holder.
  • The largest Special Opportunities Fund buyer in Q1 2021 was Rivernorth Capital Management, an estimated $2.42M added.
  • The largest Special Opportunities Fund seller in Q1 2021 was Sit Investment Associates, an estimated $2.75M sold.

Based on aggregated 13F filings for Q1 2021.