SPE

Special Opportunities Fund
SPE

Overview Fund Activity

27 hedge funds and large institutions have $79.4M invested in Special Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
2
Increased
9
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
1
Relative Value Partners
Illinois
$39.8M
2
AA
2
Ancora Advisors
Ohio
$5.96M
3
SFS
3
Shaker Financial Services
Virginia
$2.07M
4
HK
4
Horizon Kinetics
New York
$11.4M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$4.88M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$0
2
CL
2
CSS LLC
Illinois
$5.07M
3
VKH
3
Virtu KCG Holdings
New York
$0
4
KFS
4
KMS Financial Services
Washington
$0
5
TAM
5
Telluride Asset Management
Minnesota
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$39.8M +$2.29M +137,394 +6%
HK
2
Horizon Kinetics
New York
$11.4M +$379K +22,684 +3%
AA
3
Ancora Advisors
Ohio
$5.96M +$1.82M +109,271 +44%
CL
4
CSS LLC
Illinois
$5.07M -$818K -48,950 -14%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$4.88M +$371K +22,217 +8%
SFS
6
Shaker Financial Services
Virginia
$2.07M +$1.69M +101,462 +448%
SIA
7
Sit Investment Associates
Minnesota
$2.06M – – –
Morgan Stanley
8
Morgan Stanley
New York
$1.99M +$276K +16,503 +16%
RCM
9
Rivernorth Capital Management
Florida
$1.99M – – –
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.01M +$48.5K +2,906 +5%
FIMG
11
Financial & Investment Management Group
Michigan
$994K -$5.21K -312 -0.5%
IT
12
Independence Trust
Tennessee
$422K – – –
Wells Fargo
13
Wells Fargo
California
$404K -$21.9K -1,307 -5%
NL
14
NWAM LLC
Washington
$290K – – –
U
15
UBS
Switzerland
$247K – – –
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$190K – – –
FANJ
17
Financial Architects (New Jersey)
New Jersey
$153K -$60.2K -3,600 -28%
First Manhattan
18
First Manhattan
New York
$143K +$41.5K +2,500 +41%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$82K -$9.81K -586 -11%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$70K -$82.6K -4,885 -54%
PCM
21
Prelude Capital Management
New York
$60K – – –
Bank of America
22
Bank of America
North Carolina
$45K +$17 +1 +0%
PMFA
23
Plante Moran Financial Advisors
Michigan
$31K +$31K +1,827 New
CFA
24
Carroll Financial Associates
North Carolina
$20K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$16K – – –
1
2