SPE

Special Opportunities Fund
SPE

Overview Fund Activity

26 hedge funds and large institutions have $54.8M invested in Special Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 0 closing their positions.

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.57%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
2
Increased
7
Reduced
9
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$692K
2
RVPG
2
Relative Value Partners Group
$28.9M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$231K
4
DAS
4
Dynamic Advisor Solutions
Arizona
$334K
5
AG
5
Advisor Group
Arizona
$112K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$5.34M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.43M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$539K
4
AA
4
Ancora Advisors
Ohio
$1.36M
5
Morgan Stanley
5
Morgan Stanley
New York
$242K
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.9M +$629K +44,203 +2%
SIA
2
Sit Investment Associates
Minnesota
$7.95M – – –
SFS
3
Shaker Financial Services
Virginia
$5.34M -$1.02M -71,309 -16%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.43M -$358K -25,166 -9%
CL
5
CSS LLC
Illinois
$3.18M -$13.5K -950 -0.4%
AA
6
Ancora Advisors
Ohio
$1.36M -$91K -6,392 -6%
SC
7
Scotia Capital
Ontario, Canada
$731K +$9.03K +634 +1%
PAG
8
Private Advisor Group
New Jersey
$692K +$692K +48,978 New
Geode Capital Management
9
Geode Capital Management
Massachusetts
$539K -$247K -17,383 -31%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$494K +$44K +3,092 +10%
WPA
11
Winning Points Advisors
Florida
$382K -$4.24K -300 -1%
DAS
12
Dynamic Advisor Solutions
Arizona
$334K +$71.4K +5,020 +27%
NL
13
NWAM LLC
Washington
$247K – – –
Morgan Stanley
14
Morgan Stanley
New York
$242K -$40.4K -2,845 -14%
Wells Fargo
15
Wells Fargo
California
$241K +$14.2K +1,001 +6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$231K +$231K +16,204 New
First Manhattan
17
First Manhattan
New York
$142K – – –
UBS Group
18
UBS Group
Switzerland
$116K -$30.9K -2,169 -21%
AG
19
Advisor Group
Arizona
$112K +$47K +3,303 +72%
LC
20
Lindbrook Capital
California
$60K – – –
GWM
21
Geneos Wealth Management
Colorado
$38K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$31K – – –
JFA
23
JNBA Financial Advisors
Minnesota
$12K +$194 +14 +2%
Bank of America
24
Bank of America
North Carolina
$8K – – –
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$6K – – –
1
2