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SPE

Special Opportunities Fund

26 hedge funds and large institutions have $54.8M invested in Special Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more funds holding

Funds holding: 2426 (+2)

3% more capital invested

Capital invested by funds: $53M → $54.8M (+$1.82M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.08% less ownership

Funds ownership: 51.28%51.2% (-0.08%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.57%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
2
Increased
7
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$28.9M +$615K +46,272 +2%
SIA
2
Sit Investment Associates
Minnesota
$7.95M
SFS
3
Shaker Financial Services
Virginia
$5.34M -$992K -74,646 -16%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.43M -$350K -26,344 -9%
CL
5
CSS LLC
Illinois
$3.18M -$13.2K -995 -0.4%
AA
6
Ancora Advisors
Ohio
$1.35M -$88.9K -6,691 -6%
SC
7
Scotia Capital
Ontario, Canada
$731K +$8.82K +664 +1%
PAG
8
Private Advisor Group
New Jersey
$692K +$681K +51,270 New
Geode Capital Management
9
Geode Capital Management
Massachusetts
$539K -$242K -18,196 -31%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$494K +$43K +3,237 +10%
WPA
11
Winning Points Advisors
Florida
$382K -$4.17K -314 -1%
DAS
12
Dynamic Advisor Solutions
Arizona
$334K +$69.8K +5,255 +27%
NL
13
NWAM LLC
Washington
$247K
Morgan Stanley
14
Morgan Stanley
New York
$242K -$39.6K -2,978 -14%
Wells Fargo
15
Wells Fargo
California
$241K +$13.9K +1,047 +6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$231K +$225K +16,962 New
First Manhattan
17
First Manhattan
New York
$142K
UBS Group
18
UBS Group
Switzerland
$116K -$30.2K -2,271 -21%
AG
19
Advisor Group
Arizona
$112K +$46K +3,458 +72%
LC
20
Lindbrook Capital
California
$60K
GWM
21
Geneos Wealth Management
Colorado
$38K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$31K
JFA
23
JNBA Financial Advisors
Minnesota
$12K +$199 +15 +2%
Bank of America
24
Bank of America
North Carolina
$8K
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$6K

SPE Hedge Fund Activity: Q3 2019 in Review

26 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2019, worth a combined $54.8M — up 3.4% from $53M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new SPE positions and 0 closed out — a net gain of 2 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Private Advisor Group, opening a new position worth an estimated $681K. The largest seller was Shaker Financial Services, cutting an estimated $992K.

  • 26 institutional investors held Special Opportunities Fund (SPE) as of Q3 2019, up from 24 in Q2 2019.
  • Funds reported $54.8M of Special Opportunities Fund stock for Q3 2019, up 3.4% quarter-over-quarter.
  • 2 funds opened new Special Opportunities Fund positions in Q3 2019 and 0 closed out, a net change of +2 holders.
  • The largest Special Opportunities Fund buyer in Q3 2019 was Private Advisor Group, an estimated $681K added.
  • The largest Special Opportunities Fund seller in Q3 2019 was Shaker Financial Services, an estimated $992K sold.

Based on aggregated 13F filings for Q3 2019.