SPE

Special Opportunities Fund
SPE

Overview Fund Activity

27 hedge funds and large institutions have $48.3M invested in Special Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
9
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$2.13M
2
RVPG
2
Relative Value Partners Group
$23.6M
3
CL
3
CSS LLC
Illinois
$2.64M
4
SBH
4
Segall Bryant & Hamill
Illinois
$160K
5
FIMG
5
Financial & Investment Management Group
Michigan
$670K

Top Sellers

1
AA
1
Ancora Advisors
Ohio
$1.19M
2
Walleye Trading
2
Walleye Trading
New York
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
WPA
4
Winning Points Advisors
Florida
$423K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$508K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$23.6M 1,962,929 +48,081 +3%
SIA
2
Sit Investment Associates
Minnesota
$7.04M 594,325 – –
SFS
3
Shaker Financial Services
Virginia
$5.05M 426,878 -6,555 -2%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.09M 260,519 +2,584 +1%
CL
5
CSS LLC
Illinois
$2.64M 222,998 +16,956 +8%
RCM
6
Rivernorth Capital Management
Florida
$2.13M 184,656 +111,735 +153%
AA
7
Ancora Advisors
Ohio
$1.19M 100,288 -125,182 -56%
FIMG
8
Financial & Investment Management Group
Michigan
$670K 56,589 +10,284 +22%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$508K 42,866 -11,000 -20%
WPA
10
Winning Points Advisors
Florida
$423K 35,038 -20,646 -37%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$357K 30,154 +8,477 +39%
SC
12
Scotia Capital
Ontario, Canada
$316K 26,688 +5,045 +23%
Morgan Stanley
13
Morgan Stanley
New York
$218K 18,396 +610 +3%
NL
14
NWAM LLC
Washington
$206K 17,369 – –
Wells Fargo
15
Wells Fargo
California
$202K 17,036 -615 -3%
SBH
16
Segall Bryant & Hamill
Illinois
$160K 13,481 +13,481 New
UBS Group
17
UBS Group
Switzerland
$151K 12,734 -3,729 -23%
First Manhattan
18
First Manhattan
New York
$118K 10,000 – –
AG
19
Advisor Group
Arizona
$47K 3,982 -285 -7%
GWM
20
Geneos Wealth Management
Colorado
$37K 3,268 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$29K 2,479 -140 -5%
JFA
22
JNBA Financial Advisors
Minnesota
$10K 839 +839 New
TRCT
23
Tower Research Capital (TRC)
New York
$9K 755 +689 +1,044%
MOS
24
MGO One Seven
Ohio
$8K 758 +758 New
Bank of America
25
Bank of America
North Carolina
$6K 533 – –
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