SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $49.5M invested in Special Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 21 reducing their positions, and 1 closing their positions.

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
3
Increased
4
Reduced
21
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
1
NWAM LLC
Washington
$237K
2
RCM
2
Rivernorth Capital Management
Florida
$3.09M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$51K
4
UBS Group
4
UBS Group
Switzerland
$137K
5
AG
5
Advisor Group
Arizona
$50K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$26M
2
FIMG
2
Financial & Investment Management Group
Michigan
$189K
3
HCM
3
Hilton Capital Management
New York
$0
4
SIA
4
Sit Investment Associates
Minnesota
$5.13M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.07M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$26M 1,903,768 -250,154 -12%
SIA
2
Sit Investment Associates
Minnesota
$5.13M 375,687 -82,338 -18%
AA
3
Ancora Advisors
Ohio
$4.01M 293,482 -43,990 -13%
RCM
4
Rivernorth Capital Management
Florida
$3.09M 226,644 +2,487 +1%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.07M 225,155 -46,332 -17%
CL
6
CSS LLC
Illinois
$2.58M 189,127 -36,155 -16%
HK
7
Horizon Kinetics
New York
$1.11M 81,323 -14,667 -15%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$970K 71,059 -18,208 -20%
SFS
9
Shaker Financial Services
Virginia
$840K 61,547 -20,060 -25%
WPA
10
Winning Points Advisors
Florida
$604K 44,223 +44,223 New
Morgan Stanley
11
Morgan Stanley
New York
$314K 22,987 -8,251 -26%
Wells Fargo
12
Wells Fargo
California
$292K 21,373 -5,078 -19%
NL
13
NWAM LLC
Washington
$237K 17,369 +17,369 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$235K 17,188 -5,838 -25%
FIMG
15
Financial & Investment Management Group
Michigan
$189K 13,818 -96,723 -87%
FFA
16
First Foundation Advisors
California
$187K 13,734 -3,010 -18%
Bank of America
17
Bank of America
North Carolina
$137K 10,015 – –
UBS Group
18
UBS Group
Switzerland
$137K 10,010 +646 +7%
First Manhattan
19
First Manhattan
New York
$105K 7,739 -1,696 -18%
IA
20
IFP Advisors
Florida
$75K 5,483 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$51K 3,708 +949 +34%
AG
22
Advisor Group
Arizona
$50K 3,609 +539 +18%
GWM
23
Geneos Wealth Management
Colorado
$44K 3,268 -121 -4%
CPIG
24
Chicago Partners Investment Group
Illinois
$26K 1,937 -424 -18%
MFS
25
MSI Financial Services
Massachusetts
$20K 1,491 -5,041 -77%
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