SPE

Special Opportunities Fund
SPE

Overview Fund Activity

29 hedge funds and large institutions have $58.3M invested in Special Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
6
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$1.86M
2
RCM
2
Rivernorth Capital Management
Florida
$2.09M
3
Citigroup
3
Citigroup
New York
$86K
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.87M
5
FANJ
5
Financial Architects (New Jersey)
New Jersey
$35K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$30.5M
2
HK
2
Horizon Kinetics
New York
$1.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.13M
4
SFS
4
Shaker Financial Services
Virginia
$841K
5
AA
5
Ancora Advisors
Ohio
$4.36M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$30.5M 2,309,727 -38,873 -2%
SIA
2
Sit Investment Associates
Minnesota
$5.73M 438,323 – –
AA
3
Ancora Advisors
Ohio
$4.36M 333,576 -20,000 -6%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.87M 296,075 +4,223 +1%
CL
5
CSS LLC
Illinois
$2.77M 211,927 -2,600 -1%
RCM
6
Rivernorth Capital Management
Florida
$2.09M 159,632 +21,846 +16%
FIMG
7
Financial & Investment Management Group
Michigan
$1.86M 142,316 +31,511 +28%
HK
8
Horizon Kinetics
New York
$1.8M 138,030 -27,396 -17%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.21M 92,527 +755 +0.8%
Morgan Stanley
10
Morgan Stanley
New York
$1.13M 86,149 -25,402 -23%
SFS
11
Shaker Financial Services
Virginia
$841K 64,350 -23,350 -27%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$373K 28,563 -1,656 -5%
Wells Fargo
13
Wells Fargo
California
$323K 24,708 -460 -2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$311K 23,726 – –
NL
15
NWAM LLC
Washington
$227K 17,369 – –
MFS
16
MSI Financial Services
Massachusetts
$181K 13,862 -7,388 -35%
LPL Financial
17
LPL Financial
California
$181K 13,872 +1,562 +13%
UBS Group
18
UBS Group
Switzerland
$129K 9,850 -1,477 -13%
First Manhattan
19
First Manhattan
New York
$123K 9,435 – –
Citigroup
20
Citigroup
New York
$86K 6,607 +6,607 New
GWM
21
Geneos Wealth Management
Colorado
$44K 3,389 +3,389 New
FANJ
22
Financial Architects (New Jersey)
New Jersey
$35K 2,643 +2,643 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$34K 2,629 – –
CPIG
24
Chicago Partners Investment Group
Illinois
$31K 2,361 – –
Bank of America
25
Bank of America
North Carolina
$26K 1,980 +88 +5%
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