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SPE

Special Opportunities Fund

34 hedge funds and large institutions have $44.1M invested in Special Opportunities Fund in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

1% more capital invested

Capital invested by funds: $43.8M → $44.1M (+$300K)

0% more funds holding

Funds holding: 3434 (0)

0.66% less ownership

Funds ownership: 32.55%31.89% (-0.66%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$20.1M -$351K -31,479 -2%
RCM
2
Rivernorth Capital Management
Florida
$5.6M -$450K -40,329 -7%
EP
3
EPIQ Partners
Minnesota
$3.7M -$114K -10,184 -3%
CL
4
CSS LLC
Illinois
$3.07M -$35K -3,141 -1%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$2.57M +$101K +9,038 +4%
SFS
6
Shaker Financial Services
Virginia
$1.64M +$756K +67,829 +82%
SC
7
Scotia Capital
Ontario, Canada
$947K -$78.6K -7,048 -8%
Osaic Holdings
8
Osaic Holdings
Arizona
$853K +$82.9K +7,432 +10%
First Manhattan
9
First Manhattan
New York
$803K +$146K +13,085 +22%
Morgan Stanley
10
Morgan Stanley
New York
$792K +$159K +14,257 +24%
AA
11
Ancora Advisors
Ohio
$579K -$131K -11,774 -18%
RCM
12
Robinson Capital Management
Michigan
$485K +$494K +44,319 New
RJA
13
Raymond James & Associates
Florida
$478K +$96.2K +8,625 +24%
Wells Fargo
14
Wells Fargo
California
$267K -$77K -6,903 -22%
CA
15
Calton & Associates
Florida
$241K +$4.14K +371 +2%
TIM
16
Triad Investment Management
California
$235K +$14K +1,256 +6%
GC
17
Guggenheim Capital
Illinois
$197K -$2.1K -188 -1%
CAG
18
Csenge Advisory Group
Florida
$175K +$55.7K +4,994 +45%
NA
19
NewEdge Advisors
Louisiana
$166K +$11.7K +1,047 +7%
PAG
20
Private Advisor Group
New Jersey
$165K -$132K -11,863 -44%
HI
21
Harbour Investments
Wisconsin
$161K +$8.6K +771 +5%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$157K +$160K +14,388 New
MIM
23
Meixler Investment Management
Arizona
$155K -$46.1K -4,133 -23%
SPIA
24
Steward Partners Investment Advisory
New York
$122K -$64.8K -5,811 -34%
DAS
25
Dynamic Advisor Solutions
Arizona
$122K

SPE Hedge Fund Activity: Q4 2022 in Review

34 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q4 2022, worth a combined $44.1M — up 0.68% from $43.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPE positions and 3 closed out — a net gain of 1 holder — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $756K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $931K sold.

  • 34 institutional investors held Special Opportunities Fund (SPE) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $44.1M of Special Opportunities Fund stock for Q4 2022, up 0.68% quarter-over-quarter.
  • 4 funds opened new Special Opportunities Fund positions in Q4 2022 and 3 closed out, a net change of +1 holder.
  • The largest Special Opportunities Fund buyer in Q4 2022 was Shaker Financial Services, an estimated $756K added.
  • The largest Special Opportunities Fund seller in Q4 2022 was Thomas J. Herzfeld Advisors, an estimated $931K sold.

Based on aggregated 13F filings for Q4 2022.