SPE

Special Opportunities Fund
SPE

Overview Fund Activity

27 hedge funds and large institutions have $58.9M invested in Special Opportunities Fund in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.67%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
1
Increased
8
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.33M
2
SIA
2
Sit Investment Associates
Minnesota
$6.64M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$3.5M
4
WAM
4
Wolverine Asset Management
Illinois
$127K
5
FIMG
5
Financial & Investment Management Group
Michigan
$239K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
RCM
2
Rivernorth Capital Management
Florida
$2.8M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$200K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$956K
5
HK
5
Horizon Kinetics
New York
$922K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$29.2M 1,924,291 +240 +0%
SIA
2
Sit Investment Associates
Minnesota
$6.64M 436,607 +60,920 +16%
AA
3
Ancora Advisors
Ohio
$4.44M 292,045 -89 -0%
SFS
4
Shaker Financial Services
Virginia
$4.33M 284,652 +171,485 +152%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.5M 230,496 +13,590 +6%
CL
6
CSS LLC
Illinois
$2.88M 189,127 – –
RCM
7
Rivernorth Capital Management
Florida
$2.8M 184,110 -35,767 -16%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$956K 62,914 -8,145 -11%
HK
9
Horizon Kinetics
New York
$922K 60,646 -5,034 -8%
WPA
10
Winning Points Advisors
Florida
$778K 50,919 -3,557 -7%
Morgan Stanley
11
Morgan Stanley
New York
$428K 28,125 +467 +2%
Wells Fargo
12
Wells Fargo
California
$329K 21,624 -403 -2%
NL
13
NWAM LLC
Washington
$264K 17,369 – –
FIMG
14
Financial & Investment Management Group
Michigan
$239K 15,724 +1,956 +14%
FFA
15
First Foundation Advisors
California
$209K 13,734 – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$200K 13,179 -10,828 -45%
UBS Group
17
UBS Group
Switzerland
$152K 10,008 – –
First Manhattan
18
First Manhattan
New York
$152K 10,000 – –
WAM
19
Wolverine Asset Management
Illinois
$127K 8,406 +8,406 New
IA
20
IFP Advisors
Florida
$83K 5,483 – –
AG
21
Advisor Group
Arizona
$70K 4,628 +118 +3%
GWM
22
Geneos Wealth Management
Colorado
$49K 3,268 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$40K 2,619 -2,089 -44%
Bank of America
24
Bank of America
North Carolina
$37K 2,435 +162 +7%
WAM
25
Wealthspire Advisors (Maryland)
Maryland
$22K 1,443 – –
1
2