HK
SPE

Horizon Kinetics’s Special Opportunities Fund SPE Stock Holding History

Horizon Kinetics’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q2 		– Sell
-19,318
Closed -$272K – 520
2018
Q1 		$272K Sell
19,318
-23,344
-55% -$337K 0.01% 440
2017
Q4 		$606K Sell
42,662
-11,574
-21% -$174K 0.02% 243
2017
Q3 		$821K Sell
54,236
-9,248
-15% -$136K 0.02% 212
2017
Q2 		$922K Sell
63,484
-5,270
-8% -$75.2K 0.03% 204
2017
Q1 		$959K Sell
68,754
-16,375
-19% -$224K 0.03% 200
2016
Q4 		$1.11M Sell
85,129
-15,353
-15% -$207K 0.04% 171
2016
Q3 		$1.43M Sell
100,482
-5,182
-5% -$71.7K 0.04% 161
2016
Q2 		$1.39M Sell
105,664
-38,826
-27% -$500K 0.03% 169
2016
Q1 		$1.8M Sell
144,490
-28,678
-17% -$343K 0.04% 134
2015
Q4 		$2.18M Sell
173,168
-56,362
-25% -$765K 0.05% 125
2015
Q3 		$3.08M Sell
229,530
-51,035
-18% -$719K 0.06% 105
2015
Q2 		$4.1M Sell
280,565
-51,142
-15% -$755K 0.06% 109
2015
Q1 		$4.89M Sell
331,707
-172,527
-34% -$2.52M 0.07% 103
2014
Q4 		$7.4M Sell
504,234
-257,971
-34% -$4.06M 0.1% 102
2014
Q3 		$12.1M Buy
762,205
+44,820
+6% +$721K 0.16% 78
2014
Q2 		$11.4M Buy
717,385
+23,746
+3% +$371K 0.14% 80
2014
Q1 		$10.8M Buy
+693,639
New +$10.9M 0.13% 84

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Walleye Trading
Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return
WPA
Winning Points Advisors Boca Raton, Florida $74.8M AUM
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Horizon Kinetics's SPE Position: Q2 2018 in Review

Horizon Kinetics sold out of Special Opportunities Fund (SPE) in Q2 2018, closing a stake of 19,318 shares — an estimated $272K sold.

Horizon Kinetics first reported a position in SPE in Q1 2014 and held it in 17 quarters. The position peaked at $12.1M in Q3 2014. 28 funds tracked by Wall St. Rank hold SPE as of Q2 2018.

  • Horizon Kinetics reported no remaining Special Opportunities Fund position as of Q2 2018 after selling out during the quarter.
  • Horizon Kinetics sold 19,318 Special Opportunities Fund shares in Q2 2018, an estimated $272K.
  • Horizon Kinetics first reported a position in Special Opportunities Fund in Q1 2014 and held it in 17 quarters.
  • Horizon Kinetics's Special Opportunities Fund position peaked at $12.1M in Q3 2014.
  • 28 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q2 2018.

Based on Horizon Kinetics's 13F filing for Q2 2018, filed 14 Aug 2018.