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SPE

Special Opportunities Fund

30 hedge funds and large institutions have $74M invested in Special Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

11% more funds holding

Funds holding: 2730 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less capital invested

Capital invested by funds: $80.8M → $74M (-$6.77M)

15.2% less ownership

Funds ownership: 64.78%49.59% (-15%)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
6
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$37.7M +$1.2M +76,482 +3%
HK
2
Horizon Kinetics
New York
$7.4M -$4.06M -257,971 -34%
AA
3
Ancora Advisors
Ohio
$5.19M -$202K -12,814 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.13M -$70.4K -4,476 -2%
SIA
5
Sit Investment Associates
Minnesota
$3.77M +$1.65M +105,033 +69%
CL
6
CSS LLC
Illinois
$3.39M -$540K -34,351 -13%
SFS
7
Shaker Financial Services
Virginia
$2.32M +$60.5K +3,848 +2%
Morgan Stanley
8
Morgan Stanley
New York
$1.93M -$131K -8,330 -6%
BCM
9
Bares Capital Management
Texas
$1.92M +$860K +54,702 +72%
RCM
10
Rivernorth Capital Management
Florida
$1.83M
IT
11
Independence Trust
Tennessee
$1.02M +$674K +42,868 +162%
FIMG
12
Financial & Investment Management Group
Michigan
$874K -$36.2K -2,301 -4%
WAM
13
Weiss Asset Management
Massachusetts
$381K +$408K +25,942 New
Wells Fargo
14
Wells Fargo
California
$371K
NL
15
NWAM LLC
Washington
$267K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$244K -$737K -46,840 -74%
UBS Group
17
UBS Group
Switzerland
$232K +$248K +15,792 New
KIA
18
King Investment Advisors
Texas
$222K +$236K +14,978 New
VKH
19
Virtu KCG Holdings
New York
$175K +$187K +11,920 New
FANJ
20
Financial Architects (New Jersey)
New Jersey
$156K
First Manhattan
21
First Manhattan
New York
$132K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$114K +$74.2K +4,721 +157%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$64K
Bank of America
24
Bank of America
North Carolina
$41K -$79 -5 -0.2%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$25K

SPE Hedge Fund Activity: Q4 2014 in Review

30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q4 2014, worth a combined $74M — down 8.4% from $80.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPE positions and 1 closed out — a net gain of 4 holders — while 6 added to existing stakes and 8 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.65M. The largest seller was Horizon Kinetics, cutting an estimated $4.06M.

  • 30 institutional investors held Special Opportunities Fund (SPE) as of Q4 2014, up from 27 in Q3 2014.
  • Funds reported $74M of Special Opportunities Fund stock for Q4 2014, down 8.4% quarter-over-quarter.
  • 5 funds opened new Special Opportunities Fund positions in Q4 2014 and 1 closed out, a net change of +4 holders.
  • The largest Special Opportunities Fund buyer in Q4 2014 was Sit Investment Associates, an estimated $1.65M added.
  • The largest Special Opportunities Fund seller in Q4 2014 was Horizon Kinetics, an estimated $4.06M sold.

Based on aggregated 13F filings for Q4 2014.