SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $74M invested in Special Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
6
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$3.78M
2
RVP
2
Relative Value Partners
Illinois
$37.7M
3
BCM
3
Bares Capital Management
Texas
$1.92M
4
IT
4
Independence Trust
Tennessee
$1.02M
5
WAM
5
Weiss Asset Management
Massachusetts
$381K

Top Sellers

1
HK
1
Horizon Kinetics
New York
$7.4M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$244K
3
CL
3
CSS LLC
Illinois
$3.39M
4
AA
4
Ancora Advisors
Ohio
$5.19M
5
Morgan Stanley
5
Morgan Stanley
New York
$1.93M
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$37.7M 2,455,716 +73,062 +3%
HK
2
Horizon Kinetics
New York
$7.4M 481,691 -246,438 -34%
AA
3
Ancora Advisors
Ohio
$5.19M 337,716 -12,241 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.14M 269,063 -4,276 -2%
SIA
5
Sit Investment Associates
Minnesota
$3.78M 245,634 +100,337 +69%
CL
6
CSS LLC
Illinois
$3.39M 220,527 -32,816 -13%
SFS
7
Shaker Financial Services
Virginia
$2.32M 150,733 +3,676 +2%
Morgan Stanley
8
Morgan Stanley
New York
$1.93M 125,742 -7,958 -6%
BCM
9
Bares Capital Management
Texas
$1.92M 124,640 +52,257 +72%
RCM
10
Rivernorth Capital Management
Florida
$1.83M 119,119 – –
IT
11
Independence Trust
Tennessee
$1.02M 66,222 +40,952 +162%
FIMG
12
Financial & Investment Management Group
Michigan
$874K 56,871 -2,199 -4%
WAM
13
Weiss Asset Management
Massachusetts
$381K 24,782 +24,782 New
Wells Fargo
14
Wells Fargo
California
$371K 24,115 – –
NL
15
NWAM LLC
Washington
$267K 17,369 – –
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$244K 15,882 -44,746 -74%
UBS Group
17
UBS Group
Switzerland
$232K 15,086 +15,086 New
KIA
18
King Investment Advisors
Texas
$222K 14,308 +14,308 New
VKH
19
Virtu KCG Holdings
New York
$175K 11,387 +11,387 New
FANJ
20
Financial Architects (New Jersey)
New Jersey
$156K 10,179 – –
First Manhattan
21
First Manhattan
New York
$132K 8,608 – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$114K 7,390 +4,510 +157%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$64K 4,142 – –
Bank of America
24
Bank of America
North Carolina
$41K 2,687 -5 -0.2%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$25K 1,594 – –
1
2