SPE

Special Opportunities Fund
SPE

Overview Fund Activity

29 hedge funds and large institutions have $74.5M invested in Special Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
3
Increased
11
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$5.55M
2
SFS
2
Shaker Financial Services
Virginia
$4.09M
3
RVP
3
Relative Value Partners
Illinois
$38.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.16M
5
WAM
5
Wolverine Asset Management
Illinois
$80K

Top Sellers

1
AA
1
Ancora Advisors
Ohio
$6.33M
2
HK
2
Horizon Kinetics
New York
$4.89M
3
BCM
3
Bares Capital Management
Texas
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$38.3M 2,483,218 +27,502 +1%
AA
2
Ancora Advisors
Ohio
– – -337,716 Closed
SIA
3
Sit Investment Associates
Minnesota
$5.55M 360,205 +114,571 +47%
HK
4
Horizon Kinetics
New York
$4.89M 316,877 -164,814 -34%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$4.22M 273,475 +4,412 +2%
SFS
6
Shaker Financial Services
Virginia
$4.09M 265,178 +114,445 +76%
CL
7
CSS LLC
Illinois
$3.37M 218,527 -2,000 -0.9%
Morgan Stanley
8
Morgan Stanley
New York
$2.16M 140,181 +14,439 +11%
RCM
9
Rivernorth Capital Management
Florida
$1.84M 119,119 – –
IT
10
Independence Trust
Tennessee
$947K 61,404 -4,818 -7%
FIMG
11
Financial & Investment Management Group
Michigan
$850K 55,110 -1,761 -3%
Wells Fargo
12
Wells Fargo
California
$369K 23,916 -199 -0.8%
NL
13
NWAM LLC
Washington
$268K 17,369 – –
UBS Group
14
UBS Group
Switzerland
$266K 17,252 +2,166 +14%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$239K 15,501 -381 -2%
KIA
16
King Investment Advisors
Texas
$223K 14,308 – –
First Manhattan
17
First Manhattan
New York
$145K 9,435 +827 +10%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$125K 8,101 +711 +10%
WAM
19
Wolverine Asset Management
Illinois
$80K 5,238 +5,238 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$64K 4,142 – –
FANJ
21
Financial Architects (New Jersey)
New Jersey
$52K 3,348 -6,831 -67%
Bank of America
22
Bank of America
North Carolina
$41K 2,687 – –
CPIG
23
Chicago Partners Investment Group
Illinois
$36K 2,369 +2,369 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$33K 2,149 +1,169 +119%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$25K 1,594 – –
1
2