Relative Value Partners’s Special Opportunities Fund SPE Stock Holding History

Relative Value Partners’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$38.3M	Buy	2,599,433 +28,789	+1%	+$420K	4.35%	5
2014 Q4	$37.7M	Buy	2,570,644 +76,482	+3%	+$1.2M	4.38%	5
2014 Q3	$39.7M	Buy	2,494,162 +1,878	+0.1%	+$30.2K	4.9%	3
2014 Q2	$39.8M	Buy	2,492,284 +143,824	+6%	+$2.25M	5%	3
2014 Q1	$36.5M	Buy	2,348,460 +821,119	+54%	+$12.9M	4.87%	5
2013 Q4	$25.5M	Sell	1,527,341 -15,514	-1%	-$272K	3.51%	11
2013 Q3	$26M	Buy	1,542,855 +101,176	+7%	+$1.68M	4.04%	10
2013 Q2	$23.3M	Buy	+1,441,679	New	+$23.7M	3.7%	10

Other funds holding SPE

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Independence Trust Franklin, Tennessee $90.5M AUM 24.36% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Relative Value Partners's SPE Position: Q1 2015 in Review

Relative Value Partners increased its Special Opportunities Fund (SPE) stake by 1.1% in Q1 2015, buying an estimated $420K and bringing the position to 2,599,433 shares worth $38.3M. The position accounts for 4.35% of the portfolio, ranked #5.

Relative Value Partners first reported a position in SPE in Q2 2013 and has held it in 8 quarters since. The position peaked at $39.8M in Q2 2014. 29 funds tracked by Wall St. Rank hold SPE as of Q1 2015.

Relative Value Partners held 2,599,433 shares of Special Opportunities Fund worth $38.3M as of Q1 2015.
Relative Value Partners bought 28,789 Special Opportunities Fund shares in Q1 2015, an estimated $420K.
Special Opportunities Fund made up 4.35% of Relative Value Partners's portfolio in Q1 2015, its #5 holding.
Relative Value Partners first reported a position in Special Opportunities Fund in Q2 2013 and has held it in 8 quarters since.
Relative Value Partners's Special Opportunities Fund position peaked at $39.8M in Q2 2014.
29 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2015.

Based on Relative Value Partners's 13F filing for Q1 2015, filed 14 May 2015.