FIMG
SPE

Financial & Investment Management Group’s Special Opportunities Fund SPE Stock Holding History

Financial & Investment Management Group’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		$670K Buy
59,237
+10,765
+22% +$140K 0.24% 74
2018
Q3 		$696K Sell
48,472
-3,800
-7% -$54.7K 0.23% 67
2018
Q2 		$750K Buy
52,272
+2,221
+4% +$31.9K 0.24% 65
2018
Q1 		$705K Buy
50,051
+11,759
+31% +$170K 0.23% 66
2017
Q4 		$544K Buy
38,292
+13,470
+54% +$202K 0.19% 58
2017
Q3 		$376K Buy
24,822
+8,362
+51% +$123K 0.12% 71
2017
Q2 		$239K Buy
16,460
+2,048
+14% +$29.2K 0.09% 74
2017
Q1 		$201K Sell
14,412
-53
-0.4% -$724 0.07% 86
2016
Q4 		$189K Sell
14,465
-101,249
-87% -$1.36M 0.07% 89
2016
Q3 		$1.65M Sell
115,714
-32,821
-22% -$454K 0.54% 45
2016
Q2 		$1.95M Sell
148,535
-441
-0.3% -$5.67K 0.59% 40
2016
Q1 		$1.86M Buy
148,976
+32,985
+28% +$395K 0.5% 49
2015
Q4 		$1.46M Buy
115,991
+62,882
+118% +$854K 0.41% 59
2015
Q3 		$714K Sell
53,109
-1,075
-2% -$15.2K 0.2% 79
2015
Q2 		$791K Sell
54,184
-3,505
-6% -$51.8K 0.2% 85
2015
Q1 		$850K Sell
57,689
-1,844
-3% -$26.9K 0.21% 83
2014
Q4 		$874K Sell
59,533
-2,301
-4% -$36.2K 0.23% 77
2014
Q3 		$985K Sell
61,834
-489
-0.8% -$7.87K 0.29% 70
2014
Q2 		$994K Sell
62,323
-327
-0.5% -$5.11K 0.28% 64
2014
Q1 		$973K Buy
+62,650
New +$981K 0.28% 66

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
WPA
Winning Points Advisors Boca Raton, Florida $74.8M AUM
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Financial & Investment Management Group's SPE Position: Q4 2018 in Review

Financial & Investment Management Group increased its Special Opportunities Fund (SPE) stake by 22% in Q4 2018, buying an estimated $140K and bringing the position to 59,237 shares worth $670K. The position accounts for 0.24% of the portfolio, ranked #74.

Financial & Investment Management Group first reported a position in SPE in Q1 2014 and has held it in 20 quarters since. The position peaked at $1.95M in Q2 2016. 27 funds tracked by Wall St. Rank hold SPE as of Q4 2018.

  • Financial & Investment Management Group held 59,237 shares of Special Opportunities Fund worth $670K as of Q4 2018.
  • Financial & Investment Management Group bought 10,765 Special Opportunities Fund shares in Q4 2018, an estimated $140K.
  • Special Opportunities Fund made up 0.24% of Financial & Investment Management Group's portfolio in Q4 2018, its #74 holding.
  • Financial & Investment Management Group first reported a position in Special Opportunities Fund in Q1 2014 and has held it in 20 quarters since.
  • Financial & Investment Management Group's Special Opportunities Fund position peaked at $1.95M in Q2 2016.
  • 27 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2018.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.