SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $60.2M invested in Special Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
7
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.21M
2
FIMG
2
Financial & Investment Management Group
Michigan
$1.46M
3
BFM
3
Boothbay Fund Management
New York
$246K
4
NL
4
NWAM LLC
Washington
$229K
5
LPL Financial
5
LPL Financial
California
$161K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$31M
2
SFS
2
Shaker Financial Services
Virginia
$1.16M
3
HK
3
Horizon Kinetics
New York
$2.18M
4
AA
4
Ancora Advisors
Ohio
$4.67M
5
IT
5
Independence Trust
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$31M 2,348,600 -126,239 -5%
SIA
2
Sit Investment Associates
Minnesota
$5.79M 438,323 – –
AA
3
Ancora Advisors
Ohio
$4.67M 353,576 -43,654 -11%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.85M 291,852 -7,405 -2%
CL
5
CSS LLC
Illinois
$2.83M 214,527 -4,000 -2%
HK
6
Horizon Kinetics
New York
$2.18M 165,426 -53,842 -25%
RCM
7
Rivernorth Capital Management
Florida
$1.82M 137,786 +1,738 +1%
Morgan Stanley
8
Morgan Stanley
New York
$1.47M 111,551 +1,650 +2%
FIMG
9
Financial & Investment Management Group
Michigan
$1.46M 110,805 +60,070 +118%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.21M 91,772 +91,772 New
SFS
11
Shaker Financial Services
Virginia
$1.16M 87,700 -93,303 -52%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$399K 30,219 -4,964 -14%
Wells Fargo
13
Wells Fargo
California
$332K 25,168 -15 -0.1%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$313K 23,726 +5,986 +34%
MFS
15
MSI Financial Services
Massachusetts
$281K 21,250 +3,373 +19%
BFM
16
Boothbay Fund Management
New York
$246K 18,639 +18,639 New
NL
17
NWAM LLC
Washington
$229K 17,369 +17,369 New
IA
18
IFP Advisors
Florida
$165K 12,468 +12,468 New
LPL Financial
19
LPL Financial
California
$161K 12,310 +12,310 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$151K 11,458 -3,266 -22%
UBS Group
21
UBS Group
Switzerland
$149K 11,327 +625 +6%
First Manhattan
22
First Manhattan
New York
$124K 9,435 – –
AIG
23
American International Group
New York
$72K 5,417 +5,417 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$34K 2,629 +480 +22%
CPIG
25
Chicago Partners Investment Group
Illinois
$31K 2,361 – –
1
2