LPL Financial
SPE

LPL Financial’s Special Opportunities Fund SPE Stock Holding History

LPL Financial’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-14,521
Closed -$181K – 2940
2016
Q1 		$181K Buy
14,521
+1,635
+13% +$19.6K ﹤0.01% 2814
2015
Q4 		$161K Buy
+12,886
New +$175K ﹤0.01% 2891

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LPL Financial's SPE Position: Q2 2016 in Review

LPL Financial sold out of Special Opportunities Fund (SPE) in Q2 2016, closing a stake of 14,521 shares — an estimated $181K sold.

LPL Financial first reported a position in SPE in Q4 2015 and held it in 2 quarters. The position peaked at $181K in Q1 2016. 31 funds tracked by Wall St. Rank hold SPE as of Q2 2016.

  • LPL Financial reported no remaining Special Opportunities Fund position as of Q2 2016 after selling out during the quarter.
  • LPL Financial sold 14,521 Special Opportunities Fund shares in Q2 2016, an estimated $181K.
  • LPL Financial first reported a position in Special Opportunities Fund in Q4 2015 and held it in 2 quarters.
  • LPL Financial's Special Opportunities Fund position peaked at $181K in Q1 2016.
  • 31 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.