SPE

Special Opportunities Fund
SPE

Overview Fund Activity

24 hedge funds and large institutions have $53M invested in Special Opportunities Fund in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
24
Holders Change
-3
Holders Change %
-11.11%
% of All Funds
0.52%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
1
Increased
12
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$6.14M
2
RVPG
2
Relative Value Partners Group
$27.3M
3
DAS
3
Dynamic Advisor Solutions
Arizona
$254K
4
SC
4
Scotia Capital
Ontario, Canada
$697K
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$760K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$7.67M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.66M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
CA
4
Calton & Associates
Florida
$0
5
WPA
5
Winning Points Advisors
Florida
$376K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$27.3M 1,986,677 +26,895 +1%
SIA
2
Sit Investment Associates
Minnesota
$7.67M 558,051 -36,129 -6%
SFS
3
Shaker Financial Services
Virginia
$6.14M 446,202 +56,048 +14%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.66M 265,817 -13,644 -5%
CL
5
CSS LLC
Illinois
$3.08M 224,098 – –
AA
6
Ancora Advisors
Ohio
$1.4M 101,568 +3,000 +3%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$760K 55,285 +6,821 +14%
SC
8
Scotia Capital
Ontario, Canada
$697K 50,702 +15,977 +46%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$435K 31,599 +1,045 +3%
WPA
10
Winning Points Advisors
Florida
$376K 27,336 -6,902 -20%
Morgan Stanley
11
Morgan Stanley
New York
$273K 19,892 +1,167 +6%
DAS
12
Dynamic Advisor Solutions
Arizona
$254K 18,465 +18,465 New
NL
13
NWAM LLC
Washington
$239K 17,369 – –
Wells Fargo
14
Wells Fargo
California
$219K 15,932 -477 -3%
UBS Group
15
UBS Group
Switzerland
$142K 10,318 +2,169 +27%
First Manhattan
16
First Manhattan
New York
$137K 10,000 – –
AG
17
Advisor Group
Arizona
$63K 4,561 +579 +15%
LC
18
Lindbrook Capital
California
$57K 4,200 +3,000 +250%
GWM
19
Geneos Wealth Management
Colorado
$37K 2,715 – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$30K 2,149 – –
JFA
21
JNBA Financial Advisors
Minnesota
$12K 853 +14 +2%
Bank of America
22
Bank of America
North Carolina
$7K 533 – –
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$6K 375 – –
RCM
24
Rivernorth Capital Management
Florida
$4.25K 309,130 +34,900 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
– – -10,905 Closed
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