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SPE

Special Opportunities Fund

24 hedge funds and large institutions have $53M invested in Special Opportunities Fund in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

1.1% more ownership

Funds ownership: 50.18%51.28% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3% less capital invested

Capital invested by funds: $54.8M → $53M (-$1.75M)

11% less funds holding

Funds holding: 2724 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
24
Holders Change
-3
Holders Change %
-11.11%
% of All Funds
0.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
1
Increased
12
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$27.3M +$363K +28,153 +1%
SIA
2
Sit Investment Associates
Minnesota
$7.67M -$487K -37,820 -6%
SFS
3
Shaker Financial Services
Virginia
$6.13M +$756K +58,671 +14%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.65M -$184K -14,283 -5%
CL
5
CSS LLC
Illinois
$3.08M
AA
6
Ancora Advisors
Ohio
$1.4M +$40.5K +3,140 +3%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$760K +$92K +7,140 +14%
SC
8
Scotia Capital
Ontario, Canada
$697K +$216K +16,725 +46%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$435K +$14.1K +1,094 +3%
WPA
10
Winning Points Advisors
Florida
$376K -$93.1K -7,225 -20%
Morgan Stanley
11
Morgan Stanley
New York
$273K +$15.7K +1,222 +6%
DAS
12
Dynamic Advisor Solutions
Arizona
$254K +$249K +19,329 New
NL
13
NWAM LLC
Washington
$239K
Wells Fargo
14
Wells Fargo
California
$219K -$6.43K -499 -3%
UBS Group
15
UBS Group
Switzerland
$142K +$29.3K +2,271 +27%
First Manhattan
16
First Manhattan
New York
$137K
AG
17
Advisor Group
Arizona
$63K +$7.81K +606 +15%
LC
18
Lindbrook Capital
California
$57K +$40.5K +3,141 +250%
GWM
19
Geneos Wealth Management
Colorado
$37K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$30K
JFA
21
JNBA Financial Advisors
Minnesota
$12K +$193 +15 +2%
Bank of America
22
Bank of America
North Carolina
$7K
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$6K
RCM
24
Rivernorth Capital Management
Florida
$4.25K +$471K +36,533 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$146K -11,415 Closed

SPE Hedge Fund Activity: Q2 2019 in Review

24 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q2 2019, worth a combined $53M — down 3.2% from $54.8M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SPE and 1 opened new positions — a net loss of 3 holders — while 4 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, adding an estimated $756K. The largest seller was Sit Investment Associates, cutting an estimated $487K.

  • 24 institutional investors held Special Opportunities Fund (SPE) as of Q2 2019, down from 27 in Q1 2019.
  • Funds reported $53M of Special Opportunities Fund stock for Q2 2019, down 3.2% quarter-over-quarter.
  • 1 fund opened new Special Opportunities Fund positions in Q2 2019 and 4 closed out, a net change of -3 holders.
  • The largest Special Opportunities Fund buyer in Q2 2019 was Shaker Financial Services, an estimated $756K added.
  • The largest Special Opportunities Fund seller in Q2 2019 was Sit Investment Associates, an estimated $487K sold.

Based on aggregated 13F filings for Q2 2019.