SPE

Special Opportunities Fund
SPE

Overview Fund Activity

26 hedge funds and large institutions have $75.5M invested in Special Opportunities Fund in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
26
Holders Change
-3
Holders Change %
-10.34%
% of All Funds
0.7%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
3
Increased
8
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
1
Ancora Advisors
Ohio
$6.36M
2
SIA
2
Sit Investment Associates
Minnesota
$6.7M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$4.53M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$378K
5
MFS
5
MSI Financial Services
Massachusetts
$253K

Top Sellers

1
HK
1
Horizon Kinetics
New York
$4.1M
2
KIA
2
King Investment Advisors
Texas
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
UBS Group
4
UBS Group
Switzerland
$195K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$38.2M 2,498,104 +2,498,104 New
SIA
2
Sit Investment Associates
Minnesota
$6.7M 438,323 +78,118 +22%
AA
3
Ancora Advisors
Ohio
$6.36M 415,707 +415,707 New
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.53M 296,418 +22,943 +8%
SFS
5
Shaker Financial Services
Virginia
$4.12M 269,116 +3,938 +1%
HK
6
Horizon Kinetics
New York
$4.1M 268,022 -48,855 -15%
CL
7
CSS LLC
Illinois
$3.34M 218,527 – –
Morgan Stanley
8
Morgan Stanley
New York
$2.09M 136,554 -3,627 -3%
RCM
9
Rivernorth Capital Management
Florida
$1.95M 127,719 +8,600 +7%
IT
10
Independence Trust
Tennessee
$1.16M 75,900 +14,496 +24%
FIMG
11
Financial & Investment Management Group
Michigan
$791K 51,762 -3,348 -6%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$378K 24,715 +16,614 +205%
Wells Fargo
13
Wells Fargo
California
$366K 23,915 -1 -0%
NL
14
NWAM LLC
Washington
$266K 17,000 -369 -2%
MFS
15
MSI Financial Services
Massachusetts
$253K 16,538 +16,538 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$234K 15,325 -176 -1%
UBS Group
17
UBS Group
Switzerland
$195K 12,727 -4,525 -26%
First Manhattan
18
First Manhattan
New York
$144K 9,435 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$64K 4,142 – –
US Bancorp
20
US Bancorp
Minnesota
$62K 4,042 +3,200 +380%
FANJ
21
Financial Architects (New Jersey)
New Jersey
$51K 3,348 – –
CPIG
22
Chicago Partners Investment Group
Illinois
$36K 2,361 -8 -0.3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$33K 2,149 – –
Bank of America
24
Bank of America
North Carolina
$25K 1,652 -1,035 -39%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$24K 1,594 – –
1
2