We are live on ! Find out more
SPE

Special Opportunities Fund

36 hedge funds and large institutions have $44.4M invested in Special Opportunities Fund in 2023 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $40.5M → $44.4M (+$3.93M)

4.55% more ownership

Funds ownership: 30.53%35.08% (+4.6%)

5% less funds holding

Funds holding: 3836 (-2)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$19.2M +$21.5K +2,025 +0.1%
RCM
2
Rivernorth Capital Management
Florida
$5.08M +$494K +46,527 +12%
Morgan Stanley
3
Morgan Stanley
New York
$3.22M +$1.43M +135,042 +90%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.17M +$26.4K +2,489 +0.9%
CL
5
CSS LLC
Illinois
$3.1M -$91.2K -8,601 -3%
SFS
6
Shaker Financial Services
Virginia
$2.34M -$179K -16,916 -8%
EP
7
EPIQ Partners
Minnesota
$1.67M -$198K -18,701 -11%
SC
8
Scotia Capital
Ontario, Canada
$1.08M +$36.2K +3,411 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$873K -$214K -20,219 -21%
CCP
10
Clough Capital Partners
Massachusetts
$490K +$459K +43,239 New
First Manhattan
11
First Manhattan
New York
$403K -$10.4K -984 -3%
AA
12
Ancora Advisors
Ohio
$306K -$73.8K -6,959 -20%
RJA
13
Raymond James & Associates
Florida
$289K -$62.2K -5,861 -19%
AC
14
Almitas Capital
California
$280K +$6.2K +584 +2%
MC
15
Matisse Capital
Oregon
$270K +$253K +23,852 New
Wells Fargo
16
Wells Fargo
California
$261K +$2.98K +281 +1%
AGM
17
Alpine Global Management
New York
$254K +$11.3K +1,068 +5%
SFS
18
Sowell Financial Services
Arkansas
$219K -$29.1K -2,746 -12%
RL
19
RPO LLC
Connecticut
$203K
NAS
20
NWF Advisory Services
California
$196K -$16.7K -1,570 -8%
HI
21
Harbour Investments
Wisconsin
$185K +$4.08K +385 +2%
LOPW
22
Live Oak Private Wealth
North Carolina
$176K
NS
23
NBC Securities
Alabama
$172K -$1.78K -168 -1%
PAG
24
Private Advisor Group
New Jersey
$172K
LCM
25
Landscape Capital Management
New Jersey
$168K +$157K +14,802 New

SPE Hedge Fund Activity: Q4 2023 in Review

36 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q4 2023, worth a combined $44.4M — up 9.7% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SPE and 6 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 10 added.

The largest buyer was Morgan Stanley, adding an estimated $1.43M. The largest seller was Robinson Capital Management, exiting entirely with an estimated $453K sold.

  • 36 institutional investors held Special Opportunities Fund (SPE) as of Q4 2023, down from 38 in Q3 2023.
  • Funds reported $44.4M of Special Opportunities Fund stock for Q4 2023, up 9.7% quarter-over-quarter.
  • 6 funds opened new Special Opportunities Fund positions in Q4 2023 and 8 closed out, a net change of -2 holders.
  • The largest Special Opportunities Fund buyer in Q4 2023 was Morgan Stanley, an estimated $1.43M added.
  • The largest Special Opportunities Fund seller in Q4 2023 was Robinson Capital Management, an estimated $453K sold.

Based on aggregated 13F filings for Q4 2023.