SPE

Special Opportunities Fund
SPE

Overview Fund Activity

29 hedge funds and large institutions have $64.2M invested in Special Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.77%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
1
Increased
8
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$32.1M
2
RCM
2
Rivernorth Capital Management
Florida
$3.34M
3
CL
3
CSS LLC
Illinois
$3.36M
4
AA
4
Ancora Advisors
Ohio
$5.03M
5
UBS Group
5
UBS Group
Switzerland
$140K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$466K
2
FIMG
2
Financial & Investment Management Group
Michigan
$1.65M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$4.05M
4
NL
4
NWAM LLC
Washington
$0
5
MFS
5
MSI Financial Services
Massachusetts
$97K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$32.1M 2,153,922 +77,794 +4%
SIA
2
Sit Investment Associates
Minnesota
$6.83M 458,025 – –
AA
3
Ancora Advisors
Ohio
$5.03M 337,472 +5,754 +2%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.05M 271,487 -22,175 -8%
CL
5
CSS LLC
Illinois
$3.36M 225,282 +13,355 +6%
RCM
6
Rivernorth Capital Management
Florida
$3.34M 224,157 +51,825 +30%
FIMG
7
Financial & Investment Management Group
Michigan
$1.65M 110,541 -31,353 -22%
HK
8
Horizon Kinetics
New York
$1.43M 95,990 -4,950 -5%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.33M 89,267 -280 -0.3%
HCM
10
Hilton Capital Management
New York
– – – –
SFS
11
Shaker Financial Services
Virginia
$1.22M 81,607 -1,877 -2%
Morgan Stanley
12
Morgan Stanley
New York
$466K 31,238 -49,317 -61%
Wells Fargo
13
Wells Fargo
California
$394K 26,451 +3,091 +13%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$343K 23,026 – –
AFWA
15
Ancora Family Wealth Advisors
Ohio
$298K 19,982 -5,081 -20%
FFA
16
First Foundation Advisors
California
$250K 16,744 – –
Bank of America
17
Bank of America
North Carolina
$150K 10,015 – –
First Manhattan
18
First Manhattan
New York
$140K 9,435 – –
UBS Group
19
UBS Group
Switzerland
$140K 9,364 +3,337 +55%
MFS
20
MSI Financial Services
Massachusetts
$97K 6,532 -6,727 -51%
IA
21
IFP Advisors
Florida
$82K 5,483 -334 -6%
GWM
22
Geneos Wealth Management
Colorado
$50K 3,389 – –
AG
23
Advisor Group
Arizona
$46K 3,070 +2,870 +1,435%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$41K 2,759 +130 +5%
CPIG
25
Chicago Partners Investment Group
Illinois
$35K 2,361 – –
1
2