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SPE

Special Opportunities Fund

28 hedge funds and large institutions have $61.3M invested in Special Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.42% more ownership

Funds ownership: 49.32%50.74% (+1.4%)

2% more capital invested

Capital invested by funds: $60.2M → $61.3M (+$1.1M)

0% more funds holding

Funds holding: 2828 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
28
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
2
Increased
8
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$28.1M +$411K +28,536 +1%
SIA
2
Sit Investment Associates
Minnesota
$8.93M +$410K +28,473 +5%
SFS
3
Shaker Financial Services
Virginia
$6.51M -$191K -13,306 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.88M +$418K +29,042 +12%
AA
5
Ancora Advisors
Ohio
$3.39M -$503K -34,943 -13%
CL
6
CSS LLC
Illinois
$3.11M +$131K +9,107 +4%
RCM
7
Rivernorth Capital Management
Florida
$1.1M +$46.7K +3,245 +4%
Walleye Trading
8
Walleye Trading
New York
$852K
WPA
9
Winning Points Advisors
Florida
$838K -$12K -837 -1%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$812K -$20.1K -1,398 -2%
FIMG
11
Financial & Investment Management Group
Michigan
$696K -$54.7K -3,800 -7%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$654K +$656K +45,577 New
Walleye Capital
13
Walleye Capital
New York
$409K +$410K +28,473 New
SC
14
Scotia Capital
Ontario, Canada
$325K +$32.7K +2,275 +11%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$325K +$57.5K +3,993 +21%
Morgan Stanley
16
Morgan Stanley
New York
$267K -$15K -1,040 -5%
Wells Fargo
17
Wells Fargo
California
$265K -$3.8K -264 -1%
NL
18
NWAM LLC
Washington
$261K
UBS Group
19
UBS Group
Switzerland
$247K +$73.5K +5,111 +42%
First Manhattan
20
First Manhattan
New York
$150K
AG
21
Advisor Group
Arizona
$64K -$317 -22 -0.5%
GWM
22
Geneos Wealth Management
Colorado
$49K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$39K
CPIG
24
Chicago Partners Investment Group
Illinois
$26K
FANJ
25
Financial Architects (New Jersey)
New Jersey
$9K

SPE Hedge Fund Activity: Q3 2018 in Review

28 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2018, worth a combined $61.3M — up 1.8% from $60.2M a quarter earlier.

Fund positioning in SPE was balanced in Q3 2018: 2 funds opened new positions, 2 closed out, 8 added to existing stakes and 9 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $656K. The largest seller was Ancora Advisors, cutting an estimated $503K.

  • 28 institutional investors held Special Opportunities Fund (SPE) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $61.3M of Special Opportunities Fund stock for Q3 2018, up 1.8% quarter-over-quarter.
  • 2 funds opened new Special Opportunities Fund positions in Q3 2018 and 2 closed out, a net change of 0 holders.
  • The largest Special Opportunities Fund buyer in Q3 2018 was Susquehanna International Group, an estimated $656K added.
  • The largest Special Opportunities Fund seller in Q3 2018 was Ancora Advisors, an estimated $503K sold.

Based on aggregated 13F filings for Q3 2018.