SPE

Special Opportunities Fund
SPE

Overview Fund Activity

28 hedge funds and large institutions have $61.3M invested in Special Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
28
Holders Change
–
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
2
Increased
8
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$654K
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.88M
3
SIA
3
Sit Investment Associates
Minnesota
$8.93M
4
RVPG
4
Relative Value Partners Group
$28.1M
5
CL
5
CSS LLC
Illinois
$3.11M

Top Sellers

1
AA
1
Ancora Advisors
Ohio
$3.39M
2
SFS
2
Shaker Financial Services
Virginia
$6.51M
3
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$696K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$812K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.1M 1,914,848 +27,260 +1%
SIA
2
Sit Investment Associates
Minnesota
$8.93M 594,325 +27,200 +5%
SFS
3
Shaker Financial Services
Virginia
$6.51M 433,433 -12,711 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.88M 257,935 +27,744 +12%
AA
5
Ancora Advisors
Ohio
$3.39M 225,470 -33,381 -13%
CL
6
CSS LLC
Illinois
$3.11M 206,042 +8,700 +4%
RCM
7
Rivernorth Capital Management
Florida
$1.1M 72,921 +3,100 +4%
Walleye Trading
8
Walleye Trading
New York
$852K 56,696 – –
WPA
9
Winning Points Advisors
Florida
$838K 55,684 -800 -1%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$812K 53,866 -1,336 -2%
FIMG
11
Financial & Investment Management Group
Michigan
$696K 46,305 -3,630 -7%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$654K 43,539 +43,539 New
Walleye Capital
13
Walleye Capital
New York
$409K 27,200 +27,200 New
SC
14
Scotia Capital
Ontario, Canada
$325K 21,643 +2,173 +11%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$325K 21,677 +3,815 +21%
Morgan Stanley
16
Morgan Stanley
New York
$267K 17,786 -993 -5%
Wells Fargo
17
Wells Fargo
California
$265K 17,651 -252 -1%
NL
18
NWAM LLC
Washington
$261K 17,369 – –
UBS Group
19
UBS Group
Switzerland
$247K 16,463 +4,883 +42%
First Manhattan
20
First Manhattan
New York
$150K 10,000 – –
AG
21
Advisor Group
Arizona
$64K 4,267 -21 -0.5%
GWM
22
Geneos Wealth Management
Colorado
$49K 3,268 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$39K 2,619 – –
CPIG
24
Chicago Partners Investment Group
Illinois
$26K 1,937 – –
FANJ
25
Financial Architects (New Jersey)
New Jersey
$9K 625 – –
1
2