SPE

Special Opportunities Fund
SPE

Overview Fund Activity

31 hedge funds and large institutions have $58M invested in Special Opportunities Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
5
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.3M
2
SFS
2
Shaker Financial Services
Virginia
$1.15M
3
FFA
3
First Foundation Advisors
California
$230K
4
RCM
4
Rivernorth Capital Management
Florida
$2.37M
5
Bank of America
5
Bank of America
North Carolina
$138K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$28.5M
2
HK
2
Horizon Kinetics
New York
$1.39M
3
LPL Financial
3
LPL Financial
California
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$1.11M
5
UBS Group
5
UBS Group
Switzerland
$83K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.5M 2,076,128 -233,599 -10%
SIA
2
Sit Investment Associates
Minnesota
$6.3M 458,025 +19,702 +4%
AA
3
Ancora Advisors
Ohio
$4.56M 331,718 -1,858 -0.6%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.04M 293,662 -2,413 -0.8%
CL
5
CSS LLC
Illinois
$2.91M 211,927 – –
RCM
6
Rivernorth Capital Management
Florida
$2.37M 172,332 +12,700 +8%
FIMG
7
Financial & Investment Management Group
Michigan
$1.95M 141,894 -422 -0.3%
HK
8
Horizon Kinetics
New York
$1.39M 100,940 -37,090 -27%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.23M 89,547 -2,980 -3%
SFS
10
Shaker Financial Services
Virginia
$1.15M 83,484 +19,134 +30%
Morgan Stanley
11
Morgan Stanley
New York
$1.11M 80,555 -5,594 -6%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$345K 25,063 -3,500 -12%
Wells Fargo
13
Wells Fargo
California
$321K 23,360 -1,348 -5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$317K 23,026 -700 -3%
NL
15
NWAM LLC
Washington
$239K 17,369 – –
FFA
16
First Foundation Advisors
California
$230K 16,744 +16,744 New
MFS
17
MSI Financial Services
Massachusetts
$182K 13,259 -603 -4%
Bank of America
18
Bank of America
North Carolina
$138K 10,015 +8,035 +406%
First Manhattan
19
First Manhattan
New York
$129K 9,435 – –
Citigroup
20
Citigroup
New York
$98K 7,117 +510 +8%
UBS Group
21
UBS Group
Switzerland
$83K 6,027 -3,823 -39%
IA
22
IFP Advisors
Florida
$80K 5,817 +5,817 New
ACM
23
Advent Capital Management
New York
$69K 5,000 +5,000 New
GWM
24
Geneos Wealth Management
Colorado
$46K 3,389 – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$37K 2,629 – –
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