SPE

Special Opportunities Fund
SPE

Overview Fund Activity

28 hedge funds and large institutions have $60.2M invested in Special Opportunities Fund in 2018 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
1
Increased
7
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$8.52M
2
Walleye Trading
2
Walleye Trading
New York
$852K
3
RVPG
3
Relative Value Partners Group
$28.4M
4
CL
4
CSS LLC
Illinois
$2.96M
5
SFS
5
Shaker Financial Services
Virginia
$6.7M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.05M
2
AA
2
Ancora Advisors
Ohio
$3.89M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$3.46M
4
HK
4
Horizon Kinetics
New York
$0
5
LCM
5
Laurion Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.4M 1,887,588 +7,034 +0.4%
SIA
2
Sit Investment Associates
Minnesota
$8.52M 567,125 +104,919 +23%
SFS
3
Shaker Financial Services
Virginia
$6.7M 446,144 +3,229 +0.7%
AA
4
Ancora Advisors
Ohio
$3.89M 258,851 -43,866 -14%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.46M 230,191 -31,523 -12%
CL
6
CSS LLC
Illinois
$2.96M 197,342 +4,400 +2%
RCM
7
Rivernorth Capital Management
Florida
$1.05M 69,821 -51,500 -42%
Walleye Trading
8
Walleye Trading
New York
$852K 56,696 +41,950 +284%
WPA
9
Winning Points Advisors
Florida
$849K 56,484 – –
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$829K 55,202 -346 -0.6%
FIMG
11
Financial & Investment Management Group
Michigan
$750K 49,935 +2,122 +4%
Morgan Stanley
12
Morgan Stanley
New York
$282K 18,779 -8,810 -32%
SC
13
Scotia Capital
Ontario, Canada
$282K 19,470 +990 +5%
Wells Fargo
14
Wells Fargo
California
$269K 17,903 -3,237 -15%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$263K 17,862 – –
NL
16
NWAM LLC
Washington
$261K 17,369 – –
UBS Group
17
UBS Group
Switzerland
$174K 11,580 -1,517 -12%
First Manhattan
18
First Manhattan
New York
$150K 10,000 – –
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$85K 5,662 – –
AG
20
Advisor Group
Arizona
$64K 4,288 – –
GWM
21
Geneos Wealth Management
Colorado
$49K 3,268 – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$39K 2,619 -232 -8%
CPIG
23
Chicago Partners Investment Group
Illinois
$29K 1,937 – –
JFA
24
JNBA Financial Advisors
Minnesota
$11K 750 – –
FANJ
25
Financial Architects (New Jersey)
New Jersey
$9K 625 – –
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