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SPE

Special Opportunities Fund

28 hedge funds and large institutions have $61.9M invested in Special Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $54.8M → $61.9M (+$7.07M)

8% more funds holding

Funds holding: 2628 (+2)

0.48% more ownership

Funds ownership: 51.2%51.68% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.55%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
2
Increased
7
Reduced
11
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$30M -$12.9K -946 -0%
SIA
2
Sit Investment Associates
Minnesota
$8.22M
RCM
3
Rivernorth Capital Management
Florida
$4.42M -$95.1K -6,958 -2%
EP
4
EPIQ Partners
Minnesota
$4.35M +$4.22M +308,962 New
CL
5
CSS LLC
Illinois
$3.22M -$67.6K -4,943 -2%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$3.14M -$394K -28,861 -11%
SFS
7
Shaker Financial Services
Virginia
$2.9M -$2.55M -186,501 -48%
AA
8
Ancora Advisors
Ohio
$1.15M -$243K -17,753 -18%
SC
9
Scotia Capital
Ontario, Canada
$785K +$28.2K +2,063 +4%
PAG
10
Private Advisor Group
New Jersey
$703K -$17.9K -1,308 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$541K +$28.6K +2,092 +6%
Wells Fargo
12
Wells Fargo
California
$374K +$121K +8,874 +50%
DAS
13
Dynamic Advisor Solutions
Arizona
$346K
Morgan Stanley
14
Morgan Stanley
New York
$281K +$29.7K +2,173 +12%
NL
15
NWAM LLC
Washington
$256K
Geode Capital Management
16
Geode Capital Management
Massachusetts
$234K -$314K -23,002 -58%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$211K -$26.4K -1,934 -11%
WPA
18
Winning Points Advisors
Florida
$208K -$184K -13,488 -48%
First Manhattan
19
First Manhattan
New York
$147K
UBS Group
20
UBS Group
Switzerland
$132K +$11.9K +873 +10%
AG
21
Advisor Group
Arizona
$110K -$5.71K -418 -5%
LC
22
Lindbrook Capital
California
$90K +$27.2K +1,988 +45%
GWM
23
Geneos Wealth Management
Colorado
$39K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$32K
JFA
25
JNBA Financial Advisors
Minnesota
$13K +$410 +30 +3%

SPE Hedge Fund Activity: Q4 2019 in Review

28 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q4 2019, worth a combined $61.9M — up 13% from $54.8M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new SPE positions and 0 closed out — a net gain of 2 holders — while 7 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $121K. The largest seller was Shaker Financial Services, cutting an estimated $2.55M.

  • 28 institutional investors held Special Opportunities Fund (SPE) as of Q4 2019, up from 26 in Q3 2019.
  • Funds reported $61.9M of Special Opportunities Fund stock for Q4 2019, up 13% quarter-over-quarter.
  • 2 funds opened new Special Opportunities Fund positions in Q4 2019 and 0 closed out, a net change of +2 holders.
  • The largest Special Opportunities Fund buyer in Q4 2019 was Wells Fargo, an estimated $121K added.
  • The largest Special Opportunities Fund seller in Q4 2019 was Shaker Financial Services, an estimated $2.55M sold.

Based on aggregated 13F filings for Q4 2019.