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SPE

Special Opportunities Fund

28 hedge funds and large institutions have $54.6M invested in Special Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

10% more capital invested

Capital invested by funds: $49.5M → $54.6M (+$5.1M)

1.17% more ownership

Funds ownership: 39.28%40.46% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 3028 (-2)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$28.1M +$290K +21,233 +1%
SIA
2
Sit Investment Associates
Minnesota
$5.49M
AA
3
Ancora Advisors
Ohio
$4.27M -$19.3K -1,411 -0.5%
RCM
4
Rivernorth Capital Management
Florida
$3.21M -$96.8K -7,084 -3%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.17M -$118K -8,635 -4%
CL
6
CSS LLC
Illinois
$2.76M
SFS
7
Shaker Financial Services
Virginia
$1.65M +$738K +54,036 +84%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.04M
HK
9
Horizon Kinetics
New York
$959K -$224K -16,375 -19%
WPA
10
Winning Points Advisors
Florida
$796K +$147K +10,732 +23%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$751K +$735K +53,778 New
Morgan Stanley
12
Morgan Stanley
New York
$404K +$66.8K +4,889 +20%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$351K +$97.5K +7,139 +40%
Wells Fargo
14
Wells Fargo
California
$322K +$9.36K +685 +3%
NL
15
NWAM LLC
Washington
$254K
FIMG
16
Financial & Investment Management Group
Michigan
$201K -$724 -53 -0.4%
FFA
17
First Foundation Advisors
California
$201K
UBS Group
18
UBS Group
Switzerland
$146K -$27 -2 -0%
First Manhattan
19
First Manhattan
New York
$146K +$32.3K +2,367 +29%
IA
20
IFP Advisors
Florida
$80K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$68K +$14.3K +1,046 +27%
AG
22
Advisor Group
Arizona
$66K +$12.9K +943 +25%
GWM
23
Geneos Wealth Management
Colorado
$47K
Bank of America
24
Bank of America
North Carolina
$33K -$111K -8,105 -77%
CPIG
25
Chicago Partners Investment Group
Illinois
$28K

SPE Hedge Fund Activity: Q1 2017 in Review

28 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q1 2017, worth a combined $54.6M — up 10% from $49.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of SPE and 1 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 10 added.

The largest buyer was Shaker Financial Services, adding an estimated $738K. The largest seller was Horizon Kinetics, cutting an estimated $224K.

  • 28 institutional investors held Special Opportunities Fund (SPE) as of Q1 2017, down from 30 in Q4 2016.
  • Funds reported $54.6M of Special Opportunities Fund stock for Q1 2017, up 10% quarter-over-quarter.
  • 1 fund opened new Special Opportunities Fund positions in Q1 2017 and 2 closed out, a net change of -1 holder.
  • The largest Special Opportunities Fund buyer in Q1 2017 was Shaker Financial Services, an estimated $738K added.
  • The largest Special Opportunities Fund seller in Q1 2017 was Horizon Kinetics, an estimated $224K sold.

Based on aggregated 13F filings for Q1 2017.