SPE

Special Opportunities Fund
SPE

Overview Fund Activity

28 hedge funds and large institutions have $54.6M invested in Special Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
1
Increased
10
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.65M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$751K
3
RVPG
3
Relative Value Partners Group
$28.1M
4
WPA
4
Winning Points Advisors
Florida
$796K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$351K

Top Sellers

1
HK
1
Horizon Kinetics
New York
$959K
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.17M
3
Bank of America
3
Bank of America
North Carolina
$33K
4
RCM
4
Rivernorth Capital Management
Florida
$3.21M
5
AA
5
Ancora Advisors
Ohio
$4.27M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.1M 1,924,051 +20,283 +1%
SIA
2
Sit Investment Associates
Minnesota
$5.49M 375,687 – –
AA
3
Ancora Advisors
Ohio
$4.27M 292,134 -1,348 -0.5%
RCM
4
Rivernorth Capital Management
Florida
$3.21M 219,877 -6,767 -3%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.17M 216,906 -8,249 -4%
CL
6
CSS LLC
Illinois
$2.76M 189,127 – –
SFS
7
Shaker Financial Services
Virginia
$1.65M 113,167 +51,620 +84%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.04M 71,059 – –
HK
9
Horizon Kinetics
New York
$959K 65,680 -15,643 -19%
WPA
10
Winning Points Advisors
Florida
$796K 54,476 +10,253 +23%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$751K 51,374 +51,374 New
Morgan Stanley
12
Morgan Stanley
New York
$404K 27,658 +4,671 +20%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$351K 24,007 +6,819 +40%
Wells Fargo
14
Wells Fargo
California
$322K 22,027 +654 +3%
NL
15
NWAM LLC
Washington
$254K 17,369 – –
FIMG
16
Financial & Investment Management Group
Michigan
$201K 13,768 -50 -0.4%
FFA
17
First Foundation Advisors
California
$201K 13,734 – –
UBS Group
18
UBS Group
Switzerland
$146K 10,008 -2 -0%
First Manhattan
19
First Manhattan
New York
$146K 10,000 +2,261 +29%
IA
20
IFP Advisors
Florida
$80K 5,483 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$68K 4,708 +1,000 +27%
AG
22
Advisor Group
Arizona
$66K 4,510 +901 +25%
GWM
23
Geneos Wealth Management
Colorado
$47K 3,268 – –
Bank of America
24
Bank of America
North Carolina
$33K 2,273 -7,742 -77%
CPIG
25
Chicago Partners Investment Group
Illinois
$28K 1,937 – –
1
2