SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $59.2M invested in Special Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.69%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
–
Increased
11
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$6.53M
2
RCM
Rivernorth Capital Management
Florida
$1.79M
3
AA
Ancora Advisors
Ohio
$4.46M
4
FIMG
Financial & Investment Management Group
Michigan
$705K
5
RVPG
Relative Value Partners Group
$27.7M

Top Sellers

1
LCM
Laurion Capital Management
New York
$176K
2
HK
Horizon Kinetics
New York
$272K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$3.86M
4
CA
Calton & Associates
Florida
$0
5
Wells Fargo
Wells Fargo
California
$312K
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$27.7M +$71.5K +4,848 +0.3%
SIA
2
Sit Investment Associates
Minnesota
$6.82M – – –
SFS
3
Shaker Financial Services
Virginia
$6.53M +$1.48M +100,408 +29%
AA
4
Ancora Advisors
Ohio
$4.46M +$292K +19,836 +7%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.86M -$115K -7,794 -3%
CL
6
CSS LLC
Illinois
$2.84M +$66.3K +4,500 +2%
RCM
7
Rivernorth Capital Management
Florida
$1.79M +$355K +24,042 +25%
WPA
8
Winning Points Advisors
Florida
$826K +$1.58K +108 +0.2%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$819K -$3.24K -220 -0.4%
FIMG
10
Financial & Investment Management Group
Michigan
$705K +$166K +11,233 +31%
Morgan Stanley
11
Morgan Stanley
New York
$407K -$17.2K -1,169 -4%
Wells Fargo
12
Wells Fargo
California
$312K -$30.1K -2,037 -9%
SC
13
Scotia Capital
Ontario, Canada
$273K +$29.6K +2,006 +12%
HK
14
Horizon Kinetics
New York
$272K -$329K -22,301 -55%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$263K +$70.2K +4,766 +36%
NL
16
NWAM LLC
Washington
$256K – – –
Walleye Trading
17
Walleye Trading
New York
$217K – – –
UBS Group
18
UBS Group
Switzerland
$193K +$55K +3,733 +40%
LCM
19
Laurion Capital Management
New York
$176K -$562K -38,154 -76%
First Manhattan
20
First Manhattan
New York
$147K – – –
CIBC Private Wealth Group
21
CIBC Private Wealth Group
Georgia
$83K – – –
AG
22
Advisor Group
Arizona
$63K -$8.29K -564 -12%
GWM
23
Geneos Wealth Management
Colorado
$48K – – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$42K – – –
CPIG
25
Chicago Partners Investment Group
Illinois
$29K – – –
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