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SPE

Special Opportunities Fund

36 hedge funds and large institutions have $41.5M invested in Special Opportunities Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

6% more funds holding

Funds holding: 3436 (+2)

0.66% less ownership

Funds ownership: 31.89%31.24% (-0.66%)

6% less capital invested

Capital invested by funds: $44.1M → $41.5M (-$2.65M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$18.7M -$621K -56,963 -3%
RCM
2
Rivernorth Capital Management
Florida
$3.82M -$1.62M -148,273 -29%
CL
3
CSS LLC
Illinois
$2.95M
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$2.76M +$300K +27,496 +12%
EP
5
EPIQ Partners
Minnesota
$2.3M -$1.3M -119,241 -35%
SFS
6
Shaker Financial Services
Virginia
$2.26M +$717K +65,777 +44%
Morgan Stanley
7
Morgan Stanley
New York
$1.51M +$781K +71,572 +98%
SC
8
Scotia Capital
Ontario, Canada
$922K +$14.4K +1,319 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$816K -$3.18K -292 -0.4%
First Manhattan
10
First Manhattan
New York
$686K -$87.9K -8,061 -11%
WAM
11
Wolverine Asset Management
Illinois
$597K +$623K +57,155 New
RCM
12
Robinson Capital Management
Michigan
$464K
RJA
13
Raymond James & Associates
Florida
$459K
AA
14
Ancora Advisors
Ohio
$435K -$126K -11,547 -22%
Wells Fargo
15
Wells Fargo
California
$274K +$17.7K +1,624 +7%
TIM
16
Triad Investment Management
California
$271K +$47K +4,308 +20%
AC
17
Almitas Capital
California
$245K +$255K +23,407 New
NAS
18
NWF Advisory Services
California
$202K +$205K +18,842 New
SIA
19
SkyView Investment Advisors
New Jersey
$191K +$200K +18,309 New
SFS
20
Sowell Financial Services
Arkansas
$190K +$198K +18,182 New
NA
21
NewEdge Advisors
Louisiana
$180K +$22.8K +2,094 +14%
LOPW
22
Live Oak Private Wealth
North Carolina
$162K +$170K +15,548 New
CAG
23
Csenge Advisory Group
Florida
$160K -$8.4K -770 -5%
HI
24
Harbour Investments
Wisconsin
$159K +$3.98K +365 +2%
PAG
25
Private Advisor Group
New Jersey
$158K

SPE Hedge Fund Activity: Q1 2023 in Review

36 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q1 2023, worth a combined $41.5M — down 6% from $44.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPE positions and 5 closed out — a net gain of 2 holders — while 8 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $781K. The largest seller was Rivernorth Capital Management, cutting an estimated $1.62M.

  • 36 institutional investors held Special Opportunities Fund (SPE) as of Q1 2023, up from 34 in Q4 2022.
  • Funds reported $41.5M of Special Opportunities Fund stock for Q1 2023, down 6% quarter-over-quarter.
  • 7 funds opened new Special Opportunities Fund positions in Q1 2023 and 5 closed out, a net change of +2 holders.
  • The largest Special Opportunities Fund buyer in Q1 2023 was Morgan Stanley, an estimated $781K added.
  • The largest Special Opportunities Fund seller in Q1 2023 was Rivernorth Capital Management, an estimated $1.62M sold.

Based on aggregated 13F filings for Q1 2023.