SPE

Special Opportunities Fund
SPE

Overview Fund Activity

29 hedge funds and large institutions have $40M invested in Special Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
6
Increased
12
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
1
Ancora Advisors
Ohio
$2.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$740K
3
EP
3
EPIQ Partners
Minnesota
$2.98M
4
Wells Fargo
4
Wells Fargo
California
$367K
5
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$120K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$4.27M
2
RVPG
2
Relative Value Partners Group
$18.7M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$1.65M
4
SFS
4
Shaker Financial Services
Virginia
$1.62M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$18.7M 1,970,772 -59,204 -3%
SIA
2
Sit Investment Associates
Minnesota
$4.27M 449,519 -108,532 -19%
EP
3
EPIQ Partners
Minnesota
$2.98M 313,499 +18,350 +6%
RCM
4
Rivernorth Capital Management
Florida
$2.9M 305,583 +5,498 +2%
AA
5
Ancora Advisors
Ohio
$2.1M 221,343 +143,127 +183%
CL
6
CSS LLC
Illinois
$2.08M 218,700 +274 +0.1%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$1.65M 174,104 -38,976 -18%
SFS
8
Shaker Financial Services
Virginia
$1.62M 170,868 -25,862 -13%
Morgan Stanley
9
Morgan Stanley
New York
$740K 77,820 +58,697 +307%
SC
10
Scotia Capital
Ontario, Canada
$552K 58,129 +4,822 +9%
PAG
11
Private Advisor Group
New Jersey
$516K 54,328 +6,600 +14%
Wells Fargo
12
Wells Fargo
California
$367K 38,638 +13,228 +52%
Osaic Holdings
13
Osaic Holdings
Arizona
$337K 147,037 +147,037 New
DAS
14
Dynamic Advisor Solutions
Arizona
$272K 28,626 +5,141 +22%
NL
15
NWAM LLC
Washington
$165K 17,369 – –
WPA
16
Winning Points Advisors
Florida
$134K 14,151 – –
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$120K 12,600 +12,600 New
First Manhattan
18
First Manhattan
New York
$95K 10,000 – –
UBS Group
19
UBS Group
Switzerland
$89K 9,359 +376 +4%
LC
20
Lindbrook Capital
California
$83K 8,700 +2,600 +43%
WAM
21
Wolverine Asset Management
Illinois
$71K 7,556 +7,556 New
ASN
22
Advisory Services Network
Georgia
$44K 4,589 +4,589 New
GWM
23
Geneos Wealth Management
Colorado
$25K 2,715 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$20K 2,149 – –
JFA
25
JNBA Financial Advisors
Minnesota
$9K 917 +21 +2%
1
2