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SPE

Special Opportunities Fund

29 hedge funds and large institutions have $40M invested in Special Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

4% more funds holding

Funds holding: 2829 (+1)

1.54% more ownership

Funds ownership: 51.68%53.22% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

35% less capital invested

Capital invested by funds: $61.9M → $40M (-$21.9M)

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
12
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$18.7M -$789K -61,975 -3%
SIA
2
Sit Investment Associates
Minnesota
$4.27M -$1.45M -113,612 -19%
EP
3
EPIQ Partners
Minnesota
$2.98M +$244K +19,209 +6%
RCM
4
Rivernorth Capital Management
Florida
$2.9M +$73.2K +5,755 +2%
AA
5
Ancora Advisors
Ohio
$2.1M +$1.91M +149,825 +183%
CL
6
CSS LLC
Illinois
$2.08M +$3.65K +287 +0.1%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$1.65M -$519K -40,800 -18%
SFS
8
Shaker Financial Services
Virginia
$1.62M -$344K -27,072 -13%
Morgan Stanley
9
Morgan Stanley
New York
$740K +$782K +61,444 +307%
SC
10
Scotia Capital
Ontario, Canada
$552K +$64.2K +5,047 +9%
PAG
11
Private Advisor Group
New Jersey
$516K +$87.9K +6,909 +14%
Wells Fargo
12
Wells Fargo
California
$367K +$176K +13,847 +52%
Osaic Holdings
13
Osaic Holdings
Arizona
$337K +$1.96M +153,918 New
DAS
14
Dynamic Advisor Solutions
Arizona
$272K +$68.5K +5,382 +22%
NL
15
NWAM LLC
Washington
$165K
WPA
16
Winning Points Advisors
Florida
$134K
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$120K +$168K +13,190 New
First Manhattan
18
First Manhattan
New York
$95K
UBS Group
19
UBS Group
Switzerland
$89K +$5.01K +394 +4%
LC
20
Lindbrook Capital
California
$83K +$34.6K +2,722 +43%
WAM
21
Wolverine Asset Management
Illinois
$71K +$101K +7,910 New
ASN
22
Advisory Services Network
Georgia
$44K +$61.1K +4,804 New
GWM
23
Geneos Wealth Management
Colorado
$25K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$20K
JFA
25
JNBA Financial Advisors
Minnesota
$9K +$280 +22 +2%

SPE Hedge Fund Activity: Q1 2020 in Review

29 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q1 2020, worth a combined $40M — down 35% from $61.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SPE positions and 3 closed out — a net gain of 3 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was Ancora Advisors, adding an estimated $1.91M. The largest seller was Sit Investment Associates, cutting an estimated $1.45M.

  • 29 institutional investors held Special Opportunities Fund (SPE) as of Q1 2020, up from 28 in Q4 2019.
  • Funds reported $40M of Special Opportunities Fund stock for Q1 2020, down 35% quarter-over-quarter.
  • 6 funds opened new Special Opportunities Fund positions in Q1 2020 and 3 closed out, a net change of +3 holders.
  • The largest Special Opportunities Fund buyer in Q1 2020 was Ancora Advisors, an estimated $1.91M added.
  • The largest Special Opportunities Fund seller in Q1 2020 was Sit Investment Associates, an estimated $1.45M sold.

Based on aggregated 13F filings for Q1 2020.