SPE

Special Opportunities Fund
SPE

Overview Fund Activity

24 hedge funds and large institutions have $55.2M invested in Special Opportunities Fund in 2013 Q2 according to their latest regulatory filings, with 24 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
24
Holders Change
+24
Holders Change %
–
% of All Funds
0.78%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
%
% of All Funds
0.1%
New
24
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$23.3M 1,377,225 +1,377,225 New
KIM
2
Karpus Investment Management
New York
$19M 1,124,722 +1,124,722 New
AA
3
Ancora Advisors
Ohio
$2.98M 176,160 +176,160 New
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$2.92M 172,209 +172,209 New
RCM
5
Rivernorth Capital Management
Florida
$2.73M 161,218 +161,218 New
WI
6
Western Investment
Utah
$731K 43,193 +43,193 New
SFS
7
Shaker Financial Services
Virginia
$633K 37,392 +37,392 New
Morgan Stanley
8
Morgan Stanley
New York
$388K 22,913 +22,913 New
Bank of America
9
Bank of America
North Carolina
$338K 19,946 +19,946 New
Wells Fargo
10
Wells Fargo
California
$312K 18,429 +18,429 New
AAM
11
Advisors Asset Management
Colorado
$311K 18,398 +18,398 New
IT
12
Independence Trust
Tennessee
$273K 16,132 +16,132 New
KFS
13
KMS Financial Services
Washington
$263K 15,538 +15,538 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$254K 14,987 +14,987 New
FANJ
15
Financial Architects (New Jersey)
New Jersey
$253K 14,925 +14,925 New
U
16
UBS
Switzerland
$113K 6,688 +6,688 New
First Manhattan
17
First Manhattan
New York
$94K 5,406 +5,406 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$70K 4,142 +4,142 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$55K 3,268 +3,268 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$49K 2,868 +2,868 New
CFA
21
Carroll Financial Associates
North Carolina
$20K 1,200 +1,200 New
Barclays
22
Barclays
United Kingdom
$12K 700 +700 New
MA
23
MUFG Americas
New York
$10K 619 +619 New
US Bancorp
24
US Bancorp
Minnesota
$3K 150 +150 New