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SPE

Special Opportunities Fund

36 hedge funds and large institutions have $53.8M invested in Special Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

24% more funds holding

Funds holding: 2936 (+7)

13% more capital invested

Capital invested by funds: $47.7M → $53.8M (+$6.14M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.42% less ownership

Funds ownership: 47.52%47.1% (-0.42%)

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

Holders
36
Holders Change
+7
Holders Change %
+24.14%
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
6
Reduced
13
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$26.1M +$224K +18,364 +1%
SIA
2
Sit Investment Associates
Minnesota
$6.41M
EP
3
EPIQ Partners
Minnesota
$4.35M +$87.5K +7,171 +2%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.63M -$194K -15,881 -6%
SFS
5
Shaker Financial Services
Virginia
$3.22M +$1.14M +93,801 +64%
CL
6
CSS LLC
Illinois
$2.46M -$558K -45,696 -20%
AA
7
Ancora Advisors
Ohio
$1.79M -$13K -1,068 -0.8%
RCM
8
Rivernorth Capital Management
Florida
$1.11M -$1.1M -90,551 -52%
SC
9
Scotia Capital
Ontario, Canada
$929K +$60.4K +4,951 +8%
Osaic Holdings
10
Osaic Holdings
Arizona
$784K +$31.3K +2,565 +5%
Wells Fargo
11
Wells Fargo
California
$447K -$14.3K -1,169 -3%
Morgan Stanley
12
Morgan Stanley
New York
$441K -$79.1K -6,480 -16%
PAG
13
Private Advisor Group
New Jersey
$428K -$305K -25,019 -44%
LCM
14
Landscape Capital Management
New Jersey
$298K +$270K +22,150 New
DAS
15
Dynamic Advisor Solutions
Arizona
$265K -$19.8K -1,622 -8%
NL
16
NWAM LLC
Washington
$245K
Millennium Management
17
Millennium Management
New York
$163K +$148K +12,091 New
WDG
18
Wealth Dimensions Group
Ohio
$151K +$137K +11,238 New
CA
19
Crewe Advisors
Utah
$98K +$89K +7,296 New
UBS Group
20
UBS Group
Switzerland
$95K -$16.9K -1,385 -16%
First Manhattan
21
First Manhattan
New York
$88K -$63.9K -5,234 -44%
FIA
22
FNY Investment Advisers
New York
$76K +$69.3K +5,683 New
ASN
23
Advisory Services Network
Georgia
$67K -$6.31K -517 -9%
WAM
24
Wolverine Asset Management
Illinois
$51K -$106K -8,694 -69%
GWM
25
Geneos Wealth Management
Colorado
$40K

SPE Hedge Fund Activity: Q4 2020 in Review

36 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q4 2020, worth a combined $53.8M — up 13% from $47.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SPE positions and 1 closed out — a net gain of 7 holders — while 6 added to existing stakes and 13 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.14M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.1M.

  • 36 institutional investors held Special Opportunities Fund (SPE) as of Q4 2020, up from 29 in Q3 2020.
  • Funds reported $53.8M of Special Opportunities Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 8 funds opened new Special Opportunities Fund positions in Q4 2020 and 1 closed out, a net change of +7 holders.
  • The largest Special Opportunities Fund buyer in Q4 2020 was Shaker Financial Services, an estimated $1.14M added.
  • The largest Special Opportunities Fund seller in Q4 2020 was Rivernorth Capital Management, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2020.