SPE

Special Opportunities Fund
SPE

Overview Fund Activity

31 hedge funds and large institutions have $58.1M invested in Special Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
4
Increased
10
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$746K
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$4.01M
3
RVPG
3
Relative Value Partners Group
$27.9M
4
SIA
4
Sit Investment Associates
Minnesota
$6.88M
5
FIMG
5
Financial & Investment Management Group
Michigan
$544K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$5.1M
2
VF
2
Virtu Financial
New York
$0
3
HK
3
Horizon Kinetics
New York
$606K
4
AA
4
Ancora Advisors
Ohio
$4.21M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$830K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$27.9M 1,875,706 +19,871 +1%
SIA
2
Sit Investment Associates
Minnesota
$6.88M 462,206 +13,006 +3%
SFS
3
Shaker Financial Services
Virginia
$5.1M 342,507 -44,492 -11%
AA
4
Ancora Advisors
Ohio
$4.21M 282,881 -10,334 -4%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$4.01M 269,508 +20,202 +8%
CL
6
CSS LLC
Illinois
$2.8M 188,442 – –
RCM
7
Rivernorth Capital Management
Florida
$1.45M 97,279 +3,330 +4%
WPA
8
Winning Points Advisors
Florida
$839K 56,376 +5,607 +11%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$830K 55,768 -5,436 -9%
LCM
10
Laurion Capital Management
New York
$746K 50,101 +21,142 +73%
HK
11
Horizon Kinetics
New York
$606K 40,755 -11,056 -21%
FIMG
12
Financial & Investment Management Group
Michigan
$544K 36,580 +12,868 +54%
Morgan Stanley
13
Morgan Stanley
New York
$428K 28,758 -3,834 -12%
Wells Fargo
14
Wells Fargo
California
$345K 23,177 +1,515 +7%
NL
15
NWAM LLC
Washington
$258K 17,369 – –
SC
16
Scotia Capital
Ontario, Canada
$245K 16,474 +5,772 +54%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$195K 13,096 +810 +7%
First Manhattan
18
First Manhattan
New York
$148K 10,000 – –
UBS Group
19
UBS Group
Switzerland
$139K 9,364 -1,551 -14%
CA
20
Calton & Associates
Florida
$96K 6,173 +6,173 New
CIBC Private Wealth Group
21
CIBC Private Wealth Group
Georgia
$84K 5,662 +5,662 New
AG
22
Advisor Group
Arizona
$72K 4,852 -100 -2%
GWM
23
Geneos Wealth Management
Colorado
$48K 3,268 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$42K 2,851 -5,118 -64%
CPIG
25
Chicago Partners Investment Group
Illinois
$29K 1,937 – –
1
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