SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $61.5M invested in Special Opportunities Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
11
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$6.14M
2
LCM
2
Laurion Capital Management
New York
$456K
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$3.95M
4
VF
4
Virtu Financial
New York
$248K
5
SIA
5
Sit Investment Associates
Minnesota
$7.12M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.48M
2
RVPG
2
Relative Value Partners Group
$29.2M
3
FFA
3
First Foundation Advisors
California
$0
4
HK
4
Horizon Kinetics
New York
$821K
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$29.2M 1,855,835 -68,456 -4%
SIA
2
Sit Investment Associates
Minnesota
$7.12M 449,200 +12,593 +3%
SFS
3
Shaker Financial Services
Virginia
$6.14M 386,999 +102,347 +36%
AA
4
Ancora Advisors
Ohio
$4.65M 293,215 +1,170 +0.4%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.95M 249,306 +18,810 +8%
CL
6
CSS LLC
Illinois
$2.99M 188,442 -685 -0.4%
RCM
7
Rivernorth Capital Management
Florida
$1.48M 93,949 -90,161 -49%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$971K 61,204 -1,710 -3%
HK
9
Horizon Kinetics
New York
$821K 51,811 -8,835 -15%
WPA
10
Winning Points Advisors
Florida
$805K 50,769 -150 -0.3%
Morgan Stanley
11
Morgan Stanley
New York
$517K 32,592 +4,467 +16%
LCM
12
Laurion Capital Management
New York
$456K 28,959 +28,959 New
FIMG
13
Financial & Investment Management Group
Michigan
$376K 23,712 +7,988 +51%
Wells Fargo
14
Wells Fargo
California
$344K 21,662 +38 +0.2%
NL
15
NWAM LLC
Washington
$275K 17,369 – –
VF
16
Virtu Financial
New York
$248K 15,672 +15,672 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$195K 12,286 -893 -7%
UBS Group
18
UBS Group
Switzerland
$173K 10,915 +907 +9%
SC
19
Scotia Capital
Ontario, Canada
$168K 10,702 +10,702 New
First Manhattan
20
First Manhattan
New York
$158K 10,000 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$126K 7,969 +5,350 +204%
IA
22
IFP Advisors
Florida
$87K 5,483 – –
AG
23
Advisor Group
Arizona
$79K 4,952 +324 +7%
GWM
24
Geneos Wealth Management
Colorado
$51K 3,268 – –
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$47K 2,968 +2,058 +226%
1
2