SPE

Special Opportunities Fund
SPE

Overview Fund Activity

27 hedge funds and large institutions have $66.5M invested in Special Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
3
Increased
5
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$198K
2
RCM
2
Rivernorth Capital Management
Florida
$1.91M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$4.21M
4
MFS
4
MSI Financial Services
Massachusetts
$252K
5
Wells Fargo
5
Wells Fargo
California
$354K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$2.55M
2
HK
2
Horizon Kinetics
New York
$3.09M
3
IT
3
Independence Trust
Tennessee
$533K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.55M
5
RVPG
5
Relative Value Partners Group
$34.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$34.8M -$327K -23,265 -0.9%
SIA
2
Sit Investment Associates
Minnesota
$6.17M – – –
AA
3
Ancora Advisors
Ohio
$5.59M -$260K -18,477 -4%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.21M +$39.9K +2,839 +1%
HK
5
Horizon Kinetics
New York
$3.09M -$686K -48,754 -18%
CL
6
CSS LLC
Illinois
$3.08M – – –
SFS
7
Shaker Financial Services
Virginia
$2.55M -$1.24M -88,113 -33%
RCM
8
Rivernorth Capital Management
Florida
$1.91M +$117K +8,329 +7%
Morgan Stanley
9
Morgan Stanley
New York
$1.55M -$375K -26,653 -20%
FIMG
10
Financial & Investment Management Group
Michigan
$714K -$14.5K -1,027 -2%
IT
11
Independence Trust
Tennessee
$533K -$535K -38,037 -50%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$495K +$495K +35,183 New
Wells Fargo
13
Wells Fargo
California
$354K +$17.8K +1,268 +5%
MFS
14
MSI Financial Services
Massachusetts
$252K +$18.9K +1,339 +8%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$250K -$98.3K -6,975 -28%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$207K -$8.45K -601 -4%
OA
17
Oxbow Advisors
Texas
$198K +$198K +14,108 New
UBS Group
18
UBS Group
Switzerland
$151K -$28.6K -2,025 -16%
First Manhattan
19
First Manhattan
New York
$132K – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$58K – – –
US Bancorp
21
US Bancorp
Minnesota
$57K – – –
CPIG
22
Chicago Partners Investment Group
Illinois
$33K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$30K – – –
Bank of America
24
Bank of America
North Carolina
$27K +$3.43K +240 +15%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$23K – – –
1
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