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SPE

Special Opportunities Fund

27 hedge funds and large institutions have $66.5M invested in Special Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

4% more funds holding

Funds holding: 2627 (+1)

2.18% less ownership

Funds ownership: 50.83%48.65% (-2.2%)

12% less capital invested

Capital invested by funds: $75.5M → $66.5M (-$9M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
3
Increased
5
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$34.8M -$343K -24,354 -0.9%
SIA
2
Sit Investment Associates
Minnesota
$6.17M
AA
3
Ancora Advisors
Ohio
$5.59M -$273K -19,342 -4%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.21M +$41.9K +2,972 +1%
HK
5
Horizon Kinetics
New York
$3.08M -$719K -51,035 -18%
CL
6
CSS LLC
Illinois
$3.08M
SFS
7
Shaker Financial Services
Virginia
$2.55M -$1.3M -92,237 -33%
RCM
8
Rivernorth Capital Management
Florida
$1.91M +$123K +8,719 +7%
Morgan Stanley
9
Morgan Stanley
New York
$1.55M -$393K -27,901 -20%
FIMG
10
Financial & Investment Management Group
Michigan
$714K -$15.2K -1,075 -2%
IT
11
Independence Trust
Tennessee
$533K -$561K -39,817 -50%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$495K +$519K +36,830 New
Wells Fargo
13
Wells Fargo
California
$354K +$18.7K +1,328 +5%
MFS
14
MSI Financial Services
Massachusetts
$252K +$19.8K +1,402 +8%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$250K -$103K -7,302 -28%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$207K -$8.87K -629 -4%
OA
17
Oxbow Advisors
Texas
$198K +$208K +14,768 New
UBS Group
18
UBS Group
Switzerland
$151K -$29.9K -2,120 -16%
First Manhattan
19
First Manhattan
New York
$132K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$58K
US Bancorp
21
US Bancorp
Minnesota
$57K
CPIG
22
Chicago Partners Investment Group
Illinois
$33K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$30K
Bank of America
24
Bank of America
North Carolina
$27K +$3.55K +252 +15%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$23K

SPE Hedge Fund Activity: Q3 2015 in Review

27 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2015, worth a combined $66.5M — down 12% from $75.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SPE positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 11 trimmed.

The largest buyer was Oxbow Advisors, opening a new position worth an estimated $208K. The largest seller was Shaker Financial Services, cutting an estimated $1.3M.

  • 27 institutional investors held Special Opportunities Fund (SPE) as of Q3 2015, up from 26 in Q2 2015.
  • Funds reported $66.5M of Special Opportunities Fund stock for Q3 2015, down 12% quarter-over-quarter.
  • 3 funds opened new Special Opportunities Fund positions in Q3 2015 and 2 closed out, a net change of +1 holder.
  • The largest Special Opportunities Fund buyer in Q3 2015 was Oxbow Advisors, an estimated $208K added.
  • The largest Special Opportunities Fund seller in Q3 2015 was Shaker Financial Services, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2015.