MSI Financial Services’s Special Opportunities Fund SPE Stock Holding History

MSI Financial Services’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$20K	Sell	1,561 -5,277	-77%	-$71.1K	﹤0.01%	2397
2016 Q3	$97K	Sell	6,838 -7,042	-51%	-$97.4K	﹤0.01%	1434
2016 Q2	$182K	Sell	13,880 -631	-4%	-$8.12K	0.01%	1078
2016 Q1	$181K	Sell	14,511 -7,734	-35%	-$92.6K	0.01%	1037
2015 Q4	$281K	Buy	22,245 +3,531	+19%	+$47.9K	0.01%	783
2015 Q3	$252K	Buy	18,714 +1,402	+8%	+$19.8K	0.02%	576
2015 Q2	$253K	Buy	+17,312	New	+$256K	0.02%	646

Other funds holding SPE

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

WPA

Winning Points Advisors Boca Raton, Florida $75.9M AUM

MSI Financial Services's SPE Position: Q4 2016 in Review

MSI Financial Services reduced its Special Opportunities Fund (SPE) stake by 77% in Q4 2016, selling an estimated $71.1K and leaving 1,561 shares worth $20K. The position accounts for ﹤0.01% of the portfolio, ranked #2397.

MSI Financial Services first reported a position in SPE in Q2 2015 and has held it in 7 quarters since. The position peaked at $281K in Q4 2015. 30 funds tracked by Wall St. Rank hold SPE as of Q4 2016.

MSI Financial Services held 1,561 shares of Special Opportunities Fund worth $20K as of Q4 2016.
MSI Financial Services sold 5,277 Special Opportunities Fund shares in Q4 2016, an estimated $71.1K.
Special Opportunities Fund made up ﹤0.01% of MSI Financial Services's portfolio in Q4 2016, its #2397 holding.
MSI Financial Services first reported a position in Special Opportunities Fund in Q2 2015 and has held it in 7 quarters since.
MSI Financial Services's Special Opportunities Fund position peaked at $281K in Q4 2015.
30 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.