SPE

Special Opportunities Fund
SPE

Overview Fund Activity

27 hedge funds and large institutions have $80.8M invested in Special Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
3
Increased
9
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Bares Capital Management
Texas
$1.21M
2
HK
2
Horizon Kinetics
New York
$12.1M
3
SFS
3
Shaker Financial Services
Virginia
$2.45M
4
SIA
4
Sit Investment Associates
Minnesota
$2.42M
5
Morgan Stanley
5
Morgan Stanley
New York
$2.23M

Top Sellers

1
CL
1
CSS LLC
Illinois
$4.22M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$4.56M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$0
4
AA
4
Ancora Advisors
Ohio
$5.83M
5
PCM
5
Prelude Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$39.7M +$29.9K +1,794 +0.1%
HK
2
Horizon Kinetics
New York
$12.1M +$714K +42,817 +6%
AA
3
Ancora Advisors
Ohio
$5.83M -$117K -7,046 -2%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.56M -$316K -18,974 -6%
CL
5
CSS LLC
Illinois
$4.22M -$839K -50,344 -17%
SFS
6
Shaker Financial Services
Virginia
$2.45M +$382K +22,928 +18%
SIA
7
Sit Investment Associates
Minnesota
$2.42M +$369K +22,162 +18%
Morgan Stanley
8
Morgan Stanley
New York
$2.23M +$239K +14,325 +12%
RCM
9
Rivernorth Capital Management
Florida
$1.99M – – –
BCM
10
Bares Capital Management
Texas
$1.21M +$1.21M +72,383 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.01M +$5.67K +340 +0.6%
FIMG
12
Financial & Investment Management Group
Michigan
$985K -$7.79K -467 -0.8%
IT
13
Independence Trust
Tennessee
$421K – – –
Wells Fargo
14
Wells Fargo
California
$402K -$834 -50 -0.2%
NL
15
NWAM LLC
Washington
$290K – – –
U
16
UBS
Switzerland
$230K -$16.8K -1,006 -7%
FANJ
17
Financial Architects (New Jersey)
New Jersey
$170K +$17.1K +1,025 +11%
First Manhattan
18
First Manhattan
New York
$143K – – –
PMFA
19
Plante Moran Financial Advisors
Michigan
$112K +$81.6K +4,900 +268%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$70K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$48K -$33.6K -2,017 -41%
Bank of America
22
Bank of America
North Carolina
$45K +$67 +4 +0.1%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$26K +$26K +1,594 New
CFA
24
Carroll Financial Associates
North Carolina
$20K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$16K – – –
1
2